Current through August 26, 2024
(1) PREAMBLE.
(a) It is the policy of the department of
natural resources to seek the best, most current scientific information
available on which to base its management and regulatory decisions. In keeping
with this policy, the department operates a research program, through the
bureau of research, which conducts and oversees research in natural resource
management and environmental protection.
(b) It is the policy and statutory obligation
of the department to make management and regulatory decisions to protect and
enhance the natural resources of Wisconsin and the public's interests in and
rights to those natural resources.
(c) It is the policy and statutory obligation
of the department to conduct its actions in an open and publicly accessible
manner to facilitate public involvement, understanding and acceptance, and in
accordance with the public records and open meeting laws of
Wisconsin.
(d) It is the policy of
the department to accept donations of land, money, time, equipment and human
effort to support department programs under the authority provided in s.
23.09(2) (o), Stats.,"to accept and administer gifts,
grants, bequests, and devises."
(2) PURPOSE. To assure that the authority
provided in s.
23.09(2) (k), Stats., is exercised in a manner
consistent with the department's mission and policies and with applicable
statutory obligations and ethical requirements, the department finds it
appropriate to adopt these guidelines for the receipt of such public or private
source funding.
(3) DEFINITIONS.
(a) "Public or private source" means any
organization, entity or individual outside of the department of natural
resources, and includes public and private sector entities which are regulated,
either directly or indirectly, by the department. This term does not include
the department of natural resources, the Wisconsin state legislature, or the
agencies of the federal government.
(b) "Public or private source funds" or
"public or private source funding" or "funds from public or private sources"
means anything of value, including money, time, land, equipment or human
effort, which is offered to the department to support, in whole or in part,
research efforts.
(c) "Anonymous
funds" are those from an unidentified source. This term does not include funds
from a private, non-profit foundation when the original source is
unidentified.
(4)
CRITERIA FOR CONSIDERATION OF PUBLIC OR PRIVATE SOURCE FUNDING.
(a) The natural resources board may accept
funds from public or private sources to support research needs in the
department. These public or private source funds may be specifically designated
by the source to support a particular research project or subject area for
research, or may be undesignated in which case the funds may be applied to
research needs on a priority basis as determined by the department.
(b) The decision to accept public or private
source funding shall be made by the natural resources board in public session
with opportunity for public scrutiny and input in the following manner:
1. Public or private source funds which have
a value of $5000 or more shall be accepted only by the natural resources
board.
2. Public or private source
funds which have a value of less than $5000 may be accepted by the secretary
without the approval of the natural resources board. The secretary may bring
any proposal with a value of less than $5000 to the natural resources board for
action if he or she deems it appropriate to do so. The provisions of pars. (c)
and (d) apply to any funds accepted by the secretary.
(c) Before accepting an offer of public or
private source funding, the natural resources board shall ensure that all of
the following conditions have been met:
1.
The resource project to be supported is a high priority for the department and
merits the expenditure of department time and resources.
2. The department, not the public or private
source, will control the design and conduct of the study, the interpretation of
the data and the write-up of the results. The department will be fully
responsible for any decisions as to how, if at all, the research results will
be used by the department.
3. No
assurance has been given by the department to the public or private source
about the content of the research results nor the regulatory application of
those results.
4. The public or
private source has not imposed any conditions on the offer of funds which would
control the department's conduct of the research project or the research
program, or commit the department to any particular action, including any
particular exercise of discretion in its regulatory or management decisions or
programs.
5. All research shall be
conducted in a manner consistent with the requirements of the public records
law.
6. The department has not
agreed to assume any liability on behalf of the public or private source which
the department would not otherwise be responsible for in the conduct of the
research.
(d) The
natural resources board may impose such other restrictions on the receipt of
funds from a public or private source as it deems appropriate to comply with
the intent of this policy. Such restrictions may include, but are not limited
to, restrictions on the amount of funds which shall be accepted from a given
public or private source in a given period of time.
(e) Notwithstanding satisfaction of all the
conditions in par. (c), the natural resources board may refuse the offer of
public or private source funding for other reasons deemed pertinent by the
board.
Note: For example, if the board believes that
the fact of the public or private source funding will be so controversial as to
render the research results challengeable it may refuse to accept the public or
private source funding.
(f)
The department shall keep records of all such public or private source funds so
that they are available for audit at any time by the natural resources board or
the public. The department shall prepare an annual report of all such funds.
The report shall specify, at a minimum, the source of the funds, the total
project cost, the amount per source if multiple sources of funds, the entity
which conducted the research, and a summary of the project. The department may
include other information which it believes will facilitate full public
disclosure.
(g) The department
shall, to the extent possible, seek the advice and opinions of qualified
reviewers in the design and implementation of its research projects.
(5) SOLICITATION OF PUBLIC OR
PRIVATE SOURCE FUNDS.
(a) The department may
solicit funds from public or private sources to lend support to research
efforts in the department.
(b) The
secretary shall designate a person or persons to be responsible for such
solicitation. Such person may not hold a position in any of the department's
regulatory programs.
(c) Any funds
solicited from public or private sources are subject to the provisions of sub.
(4).
(6) FUNDS FROM
ANONYMOUS SOURCES. Except for amounts deposited in gift boxes at state parks,
the department may not accept anonymous funds.