Wisconsin Administrative Code
Office of the Commissioner of Insurance
Chapter Ins 28 - Continuing Education
Section Ins 28.07 - Evidence of attendance for continuing education courses
Universal Citation: WI Admin Code ยง Ins 28.07
Current through August 26, 2024
(1)
(a) Providers shall provide an original
certificate of continuing education to each intermediary within a reasonable
period after completion of a continuing education course. Original certificates
may be provided electronically unless a hard copy is requested by the
intermediary. One additional original individual certificate of continuing
education shall be provided to a student upon request and at no additional
charge. Every intermediary shall maintain a record of all courses attended by
keeping the original certificates of completion for 4 years after the end of
the year of attendance.
(b)
Certificates of continuing education shall be issued on company letterhead to
each agent completing an approved course and shall contain the agent's name,
National Producer Number, course title and number, date the course was
completed, number of approved credit hours, name of provider and provider
license number, signature of authorized provider representative, and the date
issued in a form acceptable to the commissioner.
(c) Certificates of continuing education
shall be signed by authorized provider representatives whose signatures are on
file with the commissioner.
(d) The
date indicated on the certificate of continuing education shall be the date of
the class attended by the student, or on the date on which the intermediary
successfully completed an examination for courses identified in s.
Ins 26.06(2) (b) 4., 5., and 6.
(e) Intermediaries shall not claim credit for
any course [for] which they did not attend all required credit hours or
complete all requirements.
(f)
Intermediaries may not claim credit for prelicensing education currently
approved as a continuing education course to be applied toward their continuing
education requirements for an original license. Individuals may receive credit
if they are adding qualifications to an existing license and the provider and
course has been approved for continuing education credit.
(2) Providers shall submit to the commissioner an electronic list of course attendees, which includes the intermediary's last name and National Producer Number. Submission of the course completion information will certify that the students listed personally completed the reported instruction. The electronic list shall be furnished to the commissioner within 10 days following the date of completion of continuing education programs.
(3) The provider of a continuing education program shall maintain attendance records for 4 years after the end of the year of attendance.
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