Current through August 26, 2024
(1) REDISCLOSURE UNDER EXCEPTION.
(a) Information the licensee receives under
an exception. If a licensee receives nonpublic personal financial information
from a nonaffiliated financial institution under an exception in s.
Ins 25.55 or 25.60, the licensee may use or
disclose that information only under the following conditions:
1. The licensee may disclose the information
to the affiliates of the financial institution from which the licensee received
the information.
2. The licensee
may disclose the information to its affiliates, but the licensee's affiliates
may, in turn, disclose and use the information only to the extent that the
licensee may disclose and use the information.
3. The licensee may disclose and use the
information pursuant to an exception in s.
Ins 25.55 or 25.60, in the ordinary course of
business to carry out the activity covered by the exception under which the
licensee received the information.
(b) Example. If a licensee receives
information from a nonaffiliated financial institution for claims settlement
purposes, the licensee may disclose the information for fraud prevention, or in
response to a properly authorized subpoena. The licensee may not disclose that
information to a third party for marketing purposes or use that information for
its own marketing purposes.
(2) REDISCLOSURE OUTSIDE EXCEPTION.
(a) Information a licensee receives outside
of an exception. If a licensee receives nonpublic personal financial
information from a nonaffiliated financial institution other than under an
exception in s.
Ins 25.55 or 25.60, the licensee may not disclose
the information except to any of the following:
1. To the affiliates of the financial
institution from which the licensee received the information.
2. To its affiliates, but its affiliates may,
in turn, disclose the information only to the extent that the licensee may
disclose the information.
3. To any
other person, if the disclosure would be lawful if made directly to that person
by the financial institution from which the licensee received the
information.
(b)
Example. If a licensee obtains a customer list from a nonaffiliated financial
institution outside of the exceptions in s.
Ins 25.55 or it may 25.60 do any of the following:
1. The licensee may use that list for its own
purposes.
2. The licensee may
disclose that list to another nonaffiliated third party only if the financial
institution from which the licensee purchased the list could have lawfully
disclosed the list to that third party. That is, the licensee may disclose the
list in accordance with the privacy policy of the financial institution from
which the licensee received the list, as limited by the opt out direction of
each consumer whose nonpublic personal financial information the licensee
intends to disclose, and the licensee may disclose the list in accordance with
an exception in s.
Ins 25.55 or 25.60, such as to the licensee's
attorneys or accountants.
(3) INFORMATION A LICENSEE DISCLOSES UNDER AN
EXCEPTION. If a licensee discloses nonpublic personal financial information to
a nonaffiliated third party under an exception in s.
Ins 25.55 or 25.60, the third party may not
disclose or use that information except under any of the following
circumstances:
(a) The third party may
disclose the information to the licensee's affiliates.
(b) The third party may disclose the
information to its affiliates, but its affiliates may, in turn, disclose and
use the information only to the extent that the third party may disclose and
use the information.
(c) The third
party may disclose and use the information pursuant to an exception in s.
Ins 25.55 or in the 25.60 ordinary course of business to
carry out the activity covered by the exception under which it received the
information.
(4)
INFORMATION A LICENSEE DISCLOSES OUTSIDE OF AN EXCEPTION. If a licensee
discloses nonpublic personal financial information to a nonaffiliated third
party other than under an exception in s.
Ins 25.55 or 25.60, the third party may not
disclose the information except under any of the following circumstances:
(a) To the licensee's affiliates.
(b) To the third party's affiliates, but the
third party's affiliates, in turn, may disclose the information only to the
extent the third party can disclose the information.
(c) To any other person, if the disclosure
would be lawful if the licensee made it directly to that person.