Wisconsin Administrative Code
Department of Health Services
DHS 30-100 - Community Services
Chapter DHS 92 - Confidentiality Of Treatment Records
Section DHS 92.05 - Patient access to treatment records
Universal Citation: WI Admin Code ยง DHS 92.05
Current through February 26, 2024
(1) ACCESS DURING TREATMENT.
(a) Every patient shall have access
to his or her treatment records during treatment to the extent authorized under
s.
51.30(4)
(d) 1, Stats., and this subsection.
(b) The treatment facility director or
designee may only deny access to treatment records other than records of
medication and somatic treatment.
1. Denial
may be made only if the director has reason to believe that the benefits of
allowing access to the patient are outweighed by the disadvantages of allowing
access.
2. The reasons for any
restriction shall be entered into the treatment record.
(c) Each patient, patient's guardian and
parent of a minor patient shall be informed of all rights of access upon
admission or as soon as clinically feasible, as required under s.
51.61(1)
(a), Stats., and upon discharge as required
under s.
51.30(4)
(d) 4, Stats. If a minor is receiving alcohol
or other drug abuse treatment services, the parents shall be informed that they
have a right of access to the treatment records only with the minor's consent
or in accordance with
42 CFR
2.15.
(d) The secretary of the department or
designee, upon request of a director, may grant variances from the notice
requirements under par. (c) for units or groups or patients who are unable to
understand the meaning of words, printed material or signs due to their mental
condition but these variances shall not apply to any specific patient within
the unit or group who is able to understand. Parents or guardians shall be
notified of any variance.
(2) ACCESS AFTER DISCHARGE FOR INSPECTION OF TREATMENT RECORDS.
(a) After discharge from
treatment, a patient shall be allowed access to inspect all of his or her
treatment records with one working day notice to the treatment facility, board
or department, as authorized under s.
51.30(4)
(d) 3, Stats., and this subsection.
(b) A patient making a request to inspect his
or her records shall not be required to specify particular information.
Requests for "all information" or "all treatment records" shall be
acceptable.
(c) When administrative
rules or accreditation standards permit the treatment facility to take up to 15
days or some other specified period after discharge to complete the discharge
summary, the discharge summary need not be provided until it is completed in
accordance with those rules or standards.
(3) COPIES OF TREATMENT RECORDS.
(a) After being discharged a patient may
request and shall be provided with a copy of his or her treatment records as
authorized by s.
51.30(4)
(d), Stats., and as specified in this
subsection.
(b) Requests for
information under this subsection shall be processed within 5 working days
after receipt of the request.
(c) A
uniform and reasonable fee may be charged for a copy of the records. The fee
may be reduced or waived, as appropriate, for those clients who establish
inability to pay.
(d) The copy
service may be restricted to normal working hours.
(4) MODIFICATION OF TREATMENT RECORDS.
(a) A patient's treatment records may be
modified prior to inspection by the patient but only as authorized under s.
51.30(4)
(d) 3, Stats., and this subsection.
(b) Modification of a patient's treatment
records prior to inspection by the patient shall be as minimal as possible.
1. Each patient shall have access to all
information in the treatment record, including correspondence written to the
treatment facility regarding the patient, except that these records may be
modified to protect confidentiality of other patients.
2. The names of the informants providing the
information may be withheld but the information itself shall be available to
the patient.
(c) Under
no circumstances may an entire document or acknowledgement of the existence of
the document be withheld from the patient in order to protect confidentiality
of other patients or informants.
(d) Any person who provides or seeks to
provide information subject to a condition of confidentiality shall be told
that the provided information will be made available to the patient although
the identity of the informant will not be revealed.
(e) The identity of an informant providing
information and to whom confidentiality has not been pledged shall be
accessible to the patient as provided under this chapter.
(5) CORRECTION OF FACTUAL INFORMATION.
(a) Correction of factual information in
treatment records may be requested by persons authorized under s.
51.30(4)
(f), Stats., or by an attorney representing
any of those persons. Any requests, corrections or denial of corrections shall
be in accordance with s.
51.30(4)
(f), Stats., and this section.
(b) A written request shall specify the
information to be corrected and the reason for correction and shall be entered
as part of the treatment record until the requested correction is made or until
the requester asks that the request be removed from the record.
(c) During the period that the request is
being reviewed, any release of the challenged information shall include a copy
of the information change request.
(d) If the request is granted, the treatment
record shall be immediately corrected in accordance with the request.
Challenged information that is determined to be completely false, irrelevant or
untimely shall be marked through and specified as incorrect.
(e) If the request is granted, notice of the
correction shall be sent to the person who made the request and, upon his or
her request, to any specified past recipient of the incorrect
information.
(f) If investigation
casts doubt upon the accuracy, timeliness or relevance of the challenged
information, but a clear determination cannot be made, the responsible officer
shall set forth in writing his or her doubts and both the challenge and the
expression of doubt shall become part of the record and shall be included
whenever the questionable information is released.
(g) If the request is denied, the denial
shall be made in writing and shall include notice to the person that he or she
has a right to insert a statement in the record disputing the accuracy or
completeness of the challenged information included in the record.
(h) Statements in a treatment record which
render a diagnosis are deemed to be judgments based on professional expertise
and are not open to challenge.
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