Wisconsin Administrative Code
Department of Financial Institutions
DFI-Sec 1-36 - Department of Financial Institutions-Securities
Chapter DFI-Sec 2 - Registration exemptions and federal covered security notice filings
- Section DFI-Sec 2.01 - Exempt securities
- Section DFI-Sec 2.02 - Exempt transactions
- Section DFI-Sec 2.027 - Exemption for solicitations of interest prior to registration or exemption
- Section DFI-Sec 2.028 - Wisconsin issuer registration exemption by filing
- Section DFI-Sec 2.029 - Federal regulation D rule 505 exemption by filing
- Section DFI-Sec 2.03 - Exemption proceedings
- Section DFI-Sec 2.04 - Federal covered security notice filings
Current through February 26,
2024
Chapter SEC 2 was renumbered chapter DFI-Sec 2 under s. 13.93(2m) (b) 1, Stats., and corrections made under s. 13.93(2m) (b) 6 and 7., Stats., Register, December, 1996, No. 492.
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