West Virginia Code of State Rules
Agency 114 - Insurance Commission
Title 114 - LEGISLATIVE RULE INSURANCE COMMISSIONER
Series 114-04 - Insider Trading Of Equity Securities Of A Domestic Stock Insurer
Section 114-4-1 - General

Universal Citation: 114 WV Code of State Rules 114-4-1

Current through Register Vol. XLI, No. 38, September 20, 2024

1.1. Scope. -- The purpose of this regulation is to require the disclosure of the ownership of Equity Securities of Domestic Stock Insurance Companies and to prevent any unfair practices by officers or directors where they are also beneficial owners of Equity Securities of a Domestic Insurance Company. The general form of this regulation was proposed by the National Association of Insurance Commissioners. This regulation establishes the general procedure to be followed by domestic stock insurers in regard to their activities respecting insider trading.

1.2. Authority. -- W. Va. Code '33-5-30 and '33-2-10

1.3. Filing Date. -- March 5, 1968

1.4. Effective Date. -- April 16, 1968

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