Washington Administrative Code
Title 460 - Financial Institutions, Department of (Securities Division)
Chapter 460-24A - Investment advisers
Section 460-24A-030 - Use of the term "investment counsel" is prohibited
Universal Citation: WA Admin Code 460-24A-030
Current through Register Vol. 24-06, March 15, 2024
If you are an investment adviser or investment adviser representative, you must not use the title "investment counsel" in the conduct of your business nor represent that you are an "investment counsel" nor use the term "investment counsel" as descriptive of your business where such use is prohibited under the provisions of the Federal Investment Advisers Act of 1940, as amended.
Order 304, § 460-24A-030, filed 2/28/75, effective 4/1/75. Formerly chapter 460-24 WAC.
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