Washington Administrative Code
Title 460 - Financial Institutions, Department of (Securities Division)
Chapter 460-23B - Salespersons for issuers
Section 460-23B-020 - Registration procedure
Universal Citation: WA Admin Code 460-23B-020
Current through Register Vol. 24-06, March 15, 2024
Applications for registration of salespersons of issuers must be submitted to the securities administrator on Form U-4 together with the required fee and proof of passage of required examinations.
Statutory Authority: RCW 21.20.070 and 21.20.450. 95-16-026, § 460-23B-020, filed 7/21/95, effective 8/21/95.
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