Washington Administrative Code
Title 460 - Financial Institutions, Department of (Securities Division)
Chapter 460-11A - Multijurisdictional disclosure system
Section 460-11A-050 - Exemption for secondary trading of certain multijurisdictional registered securities
Universal Citation: WA Admin Code 460-11A-050
Current through Register Vol. 24-06, March 15, 2024
After a multijurisdictional offering has been declared effective by the SEC, a nonissuer transaction in any class of the issuer's securities is exempt from registration, whether or not the transaction is effected through a broker-dealer.
Statutory Authority: RCW 21.20.450, [21.20].240. 07-02-071, § 460-11A-050, filed 12/29/06, effective 1/29/07.
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