Current through Register Vol. 24-18, September 15, 2024
(1) Initial
investigation. Before allowing an individual unescorted access to Category 1 or
Category 2 quantities of radioactive material or to the devices that contain
the material, licensees shall complete a background investigation of the
individual seeking unescorted access authorization. The scope of the
investigation must encompass at least the seven years preceding the date of the
background investigation or since the individual's 18th birthday, whichever is
shorter. The background investigation must include at a minimum:
(a) Fingerprinting and an FBI identification
and criminal history records check in accordance with WAC
246-237-027;
(b) Verification of
true identity. Licensees shall verify the true identity of the individual who
is applying for unescorted access authorization to ensure that the applicant is
who they claim to be. A licensee shall review official identification documents
(driver's license; passport; government identification; certificate of birth
issued by the state, province, or country of birth) and compare the documents
to personal information data provided by the individual to identify any
discrepancy in the information. Licensees shall document the type, expiration,
and identification number of the identification document, or maintain a
photocopy of identifying documents on file in accordance with WAC 246-237-031.
Licensees shall certify in writing that the identification was properly
reviewed, and shall maintain the certification and all related documents for
review upon inspection;
(c)
Employment history verification. Licensees shall complete an employment history
verification, including military history. Licensees shall verify the
individual's employment with each previous employer for the most recent seven
years before the date of application;
(d) Verification of education. Licensees
shall verify that the individual participated in the education process during
the claimed period;
(e) Character
and reputation determination. Licensees shall complete reference checks to
determine the character and reputation of the individual who has applied for
unescorted access authorization. Unless other references are not available,
reference checks may not be conducted with any person who is known to be a
close member of the individual's family including, but not limited to, the
individual's spouse, parents, siblings, or children, or any individual who
resides in the individual's permanent household. Reference checks under this
chapter must be limited to whether the individual has been and continues to be
trustworthy and reliable;
(f) The
licensee shall also, to the extent possible, obtain independent information to
corroborate that provided by the individual (for example, seek references not
supplied by the individual); and
(g) If a previous employer, educational
institution, or any other entity with which the individual claims to have been
engaged fails to provide information or indicates an inability or unwillingness
to provide information within a time frame deemed appropriate by the licensee
but at least after 10 business days of the request or if the licensee is unable
to reach the entity, the licensee shall document the refusal, unwillingness, or
inability in the record of investigation; and attempt to obtain the information
from an alternate source.
(2) Grandfathering.
(a) Individuals who have been determined to
be trustworthy and reliable for unescorted access to Category 1 or Category 2
quantities of radioactive material under the fingerprint orders may continue to
have unescorted access to Category 1 and Category 2 quantities of radioactive
material without further investigation. These individuals shall be subject to
the reinvestigation requirement.
(b) Individuals who have been determined to
be trustworthy and reliable under the provisions of 10 C.F.R. Part 73 or the
security orders for access to safeguards information, safeguards information
modified handling, or risk-significant material may have unescorted access to
Category 1 and Category 2 quantities of radioactive material without further
investigation. The licensee shall document that the individual was determined
to be trustworthy and reliable under the provisions of 10 C.F.R. Part 73 or a
security order. Security order, in this context, refers to any order that was
issued by the NRC that required fingerprints and an FBI criminal history
records check for access to safeguards information, safeguards information
modified handling, or risk-significant material such as special nuclear
material or large quantities of uranium hexafluoride. These individuals shall
be subject to the reinvestigation requirement.
(3) Reinvestigations. Licensees shall conduct
a reinvestigation every 10 years for any individual with unescorted access to
Category 1 or Category 2 quantities of radioactive material. The
reinvestigation shall consist of fingerprinting and an FBI identification and
criminal history records check in accordance with WAC 246-237-027. The
reinvestigations must be completed within 10 years of the date on which these
elements were last completed.