Current through Register Vol. 24-18, September 15, 2024
(1)
This section contains information about the third-party administrator (TPA)
grievance and appeal system and the medicaid agency's administrative hearing
process for clients under the foundational community supports program.
(a) The TPA must have a grievance and appeal
system and access to an agency administrative hearing to allow clients to file
grievances and seek review of a TPA adverse benefit determination as defined in
WAC
182-559-150.
(b) The agency's administrative hearing rules
in chapter 182-526 WAC apply to agency administrative hearings requested by a
client to review the resolution of a client's appeal of a TPA adverse benefit
determination.
(c) If a conflict
exists between the requirements of this chapter and specific program rules, the
requirements of this chapter prevail.
(d) The TPA's policies and procedures
regarding the grievance system must be approved by the agency.
(e) The TPA must maintain records of
grievances and appeals.
(2) TPA grievance and appeal system. The TPA
grievance and appeal system includes:
(a) A
grievance process for addressing complaints about any matter that is not an
adverse benefit determination;
(b)
A TPA appeals process to address a client's request for review of a TPA adverse
benefit determination;
(c) Access
to the agency's administrative hearing process for review of a TPA's resolution
of an appeal; and
(d) Allowing
clients and the client's authorized representatives to file grievances and
appeals orally or in writing. The TPA cannot require clients to provide written
follow up for a grievance or an appeal that the TPA received orally.
(3) Notice requirements. The TPA
must follow notice and timeline requirements under chapter 182-518 WAC. The TPA
sends written notice when they:
(a) Approve
the client's foundational community supports eligibility and authorize the
delivery of services;
(b) Deny the
client's foundational community supports eligibility; and
(c) Approve the client's foundational
community supports eligibility without authorization of services due to
necessary funding being unavailable. Clients must be notified of placement on a
waitlist until funding becomes available.
(4) The TPA grievance process.
(a) A client or client's authorized
representative may file a grievance with the TPA. A provider may not file a
grievance on behalf of a client without the client's written consent.
(b) Clients do not have a right to an agency
administrative hearing regarding the resolution of a grievance.
(c) The TPA must acknowledge receipt of each
grievance either orally or in writing within two business days.
(d) The TPA must notify clients of the
resolution of grievances within five business days of determination.
(5) The TPA appeals process.
(a) A client, the client's authorized
representative, or a provider acting on behalf of the client with the client's
written consent may appeal a TPA adverse benefit determination.
(b) The TPA treats oral inquiries about
appealing an adverse benefit determination as an appeal to establish the
earliest possible filing date for the appeal. The TPA confirms the oral appeal
in writing.
(c) The TPA must
acknowledge in writing the receipt of each appeal to both the client and the
requesting provider within five calendar days of receiving the appeal request.
The appeal acknowledgment letter sent by the TPA serves as written confirmation
of an appeal filed orally by a client.
(d) The client must file an appeal of a TPA
action within sixty calendar days of the date on the TPA's notice of adverse
benefit determination.
(e) The TPA
must continue services pending the results of an appeal or subsequent agency
administrative hearing.
(f) The TPA
internal appeal process:
(i) Provides the
client a reasonable opportunity to present evidence and allegations of fact or
law, both in person and in writing;
(ii) Provides the client and the client's
representative the client's case file, other documents and records, and any new
or additional evidence considered, relied upon, or generated by the TPA (or at
the direction of the TPA) in connection with the action. This information must
be provided free of charge in advance of the resolution time frame for appeals
as specified in this section; and
(iii) Includes as parties to the appeal:
(A) The client and the client's authorized
representative; and
(B) The legal
representative of the deceased client's estate.
(g) The TPA ensures that the people making
decisions on appeals were not involved in any previous level of review or
decision making.
(h) Time frames
for resolution of appeals.
(i) The TPA
resolves each appeal and provides notice as expeditiously as the client's
health condition requires and no longer than three calendar days after the day
the TPA receives the appeal.
(ii)
The TPA may extend the time frame by an additional fourteen calendar days if it
is necessary in order to complete the appeal.
(i) Notice of resolution of appeal. The
notice of the resolution of the appeal must:
(i) Be in writing and be sent to the client
and the requesting provider;
(ii)
Include the results of the resolution of the appeal process and the date it was
completed; and
(iii) Include
information on the client's right to request an agency administrative hearing
and how to do so as provided in the agency hearing rules under WAC
182-526-0095,
if the appeal is not resolved wholly in favor of the client.
(j) Deemed completion of the TPA
appeal process. If the TPA fails to adhere to the notice and timing
requirements for appeals, the client is deemed to have completed the TPA's
appeals process and may request an agency administrative hearing under WAC
182-526-0095.
(6) Agency administrative hearing.
(a) Only a client or the client's authorized
representative may request an agency administrative hearing. A provider may not
request a hearing on behalf of a client.
(b) If the client does not agree with the
TPA's resolution of an appeal at the completion of the TPA appeal process, the
client may file a request for an agency administrative hearing based on the
rules in this section and the agency hearing rules in chapter 182-526 WAC. The
client must request an agency administrative hearing within ninety calendar
days of the notice of resolution of appeal.
(c) The TPA is an independent party and
responsible for its own representation in any administrative hearing, appeal to
the board of appeals, and any subsequent judicial proceedings.
(7) Effect of reversed resolutions
of appeals. If the TPA or a final order as defined in chapter 182-526 WAC
reverses a decision to deny or limit services, the TPA must authorize or
provide the disputed services promptly and as expedi-tiously as the client's
health condition requires.
(8)
Funding unavailable. When a client receives approval for services and funding
is unavailable, the client may appeal the determination that funding is
unavailable.