Virginia Administrative Code
Title 21 - SECURITIES AND RETAIL FRANCHISING
Agency 5 - STATE CORPORATION COMMISSION
Chapter 80 - INVESTMENT ADVISORS
Part II - Investment Advisor Representative Registration, Expiration, Updates and Amendments, Termination, and Changing Connection from One Investment Advisor to Another
Section 21VAC5-80-120 - Changing a connection from one investment advisor or federal covered advisor to another

Universal Citation: 1 VA Admin Code 5-80-120

Current through Register Vol. 41, No. 3, September 23, 2024

An investment advisor representative who changes connection from one investment advisor or federal covered advisor to another shall comply with 21VAC5-80-70.

Statutory Authority

§§ 12.1-13 and 13.1-523 of the Code of Virginia.

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