Virginia Administrative Code
Title 21 - SECURITIES AND RETAIL FRANCHISING
Agency 5 - STATE CORPORATION COMMISSION
Chapter 80 - INVESTMENT ADVISORS
Part II - Investment Advisor Representative Registration, Expiration, Updates and Amendments, Termination, and Changing Connection from One Investment Advisor to Another
- Section 21VAC5-80-70 - Application for registration as an investment advisor representative
- Section 21VAC5-80-80 - Expiration
- Section 21VAC5-80-90 - Renewals
- Section 21VAC5-80-100 - Updates and amendments
- Section 21VAC5-80-110 - Termination of registration
- Section 21VAC5-80-120 - Changing a connection from one investment advisor or federal covered advisor to another
- Section 21VAC5-80-130 - Examination/qualification
- Section 21VAC5-80-140 - Repealed
- Section 21VAC5-80-145 - Repealed
Disclaimer: These regulations may not be the most recent version. Virginia may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
