Virginia Administrative Code
Title 21 - SECURITIES AND RETAIL FRANCHISING
Agency 5 - STATE CORPORATION COMMISSION
Chapter 80 - INVESTMENT ADVISORS
Part I - Investment Advisor Registration, Notice Filing for Federal Covered Advisors, Expiration, Renewal, Updates and Amendments, Terminations and Merger or Consolidation
- Section 21VAC5-80-10 - Application for registration as an investment advisor and notice filing as a federal covered advisor
- Section 21VAC5-80-20 - Expiration
- Section 21VAC5-80-30 - Renewals
- Section 21VAC5-80-40 - Updates and amendments
- Section 21VAC5-80-50 - Termination of registration and notice filings
- Section 21VAC5-80-60 - Investment advisor merger or consolidation
- Section 21VAC5-80-65 - Investment advisor records retention requirements
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