Virginia Administrative Code
Title 21 - SECURITIES AND RETAIL FRANCHISING
Agency 5 - STATE CORPORATION COMMISSION
Chapter 60 - REPORTS
Section 21VAC5-60-20 - Required reports of securities registrants

Universal Citation: 1 VA Admin Code 5-60-20

Current through Register Vol. 41, No. 3, September 23, 2024

Registrants whose securities are registered pursuant to §§ 13.1-508 and 13.1-510 of the Code of Virginia must file the following reports:

1. A report of any material changes regarding the issuer or the terms of the offering.

2. A copy of the issuer's unaudited financial statements for the period beginning on the date of the certified balance sheet or the certified financial statements and ending on such a date as the Commission may require.

3. The reports must be filed six months after the registration statement is effective and continue to be filed at six month intervals so long as the registration statement remains effective.

4. The issuer may incorporate the reports into the prospectus being utilized and submit the document to the Commission.

5. Registrants whose securities are registered pursuant to 21VAC5-30-50 are exempt from compliance with this section.

Statutory Authority

§ 13.1-523 of the Code of Virginia.

Disclaimer: These regulations may not be the most recent version. Virginia may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.