Virginia Administrative Code
Title 21 - SECURITIES AND RETAIL FRANCHISING
Agency 5 - STATE CORPORATION COMMISSION
Chapter 40 - EXEMPT SECURITIES AND TRANSACTIONS
Section 21VAC5-40-160 - Canadian securities
Universal Citation: 1 VA Admin Code 5-40-160
Current through Register Vol. 41, No. 3, September 23, 2024
In accordance with § 13.1-514A 13 of the Act, an offer or sale of a security issued by an issuer organized under the laws of Canada or any Canadian province or territory and effected by a Canadian broker-dealer registered pursuant to 21VAC5-20-85 and its agent registered pursuant to 21VAC5-20-155 are exempted from the securities registration requirements of the Act.
Statutory Authority
§§ 12.1-13 and 13.1-523.1 of the Code of Virginia.
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