Virginia Administrative Code
Title 21 - SECURITIES AND RETAIL FRANCHISING
Agency 5 - STATE CORPORATION COMMISSION
Chapter 30 - SECURITIES REGISTRATION
Section 21VAC5-30-20 - Requirements for registrations filed pursuant to section 13.1-509 of the Act
Universal Citation: 1 VA Admin Code 5-30-20
Current through Register Vol. 41, No. 3, September 23, 2024
A. Every registration statement filed under § 13.1-509 of the Act shall contain in the prospectus such financial statements as are required by the Securities Act of 1933 and any regulations promulgated thereunder.
B. Every registration statement filed under § 13.1-509 of the Act that is governed by any regulation, promulgated pursuant to § 13.1-523 of the Act shall also contain such financial information as required by such regulations.
Statutory Authority
§§ 12.1-13 and 13.1-523 of the Code of Virginia.
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