Virginia Administrative Code
Title 21 - SECURITIES AND RETAIL FRANCHISING
Agency 5 - STATE CORPORATION COMMISSION
Chapter 20 - BROKER-DEALERS, BROKER-DEALER AGENTS AND AGENTS OF THE ISSUER
Part II - Broker-Dealer Agents
- Section 21VAC5-20-90 - Application for registration as a broker-dealer agent
- Section 21VAC5-20-95 - Employment of an agent by more than one broker-dealer
- Section 21VAC5-20-100 - Expiration
- Section 21VAC5-20-110 - Renewals
- Section 21VAC5-20-120 - Updates and amendments
- Section 21VAC5-20-130 - Termination of registration
- Section 21VAC5-20-135 - Continuing commission by retiring agents
- Section 21VAC5-20-140 - Changing connection from one broker-dealer to another
- Section 21VAC5-20-150 - Examination/qualification
- Section 21VAC5-20-155 - Limited Canadian broker-dealer agent registration
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