Utah Administrative Code
Topic - Money Management Council
Title R628 - Administration
Rule R628-16 - Certification as a Dealer
Section R628-16-3 - Purpose
Universal Citation: UT Admin Code R 628-16-3
Current through Bulletin 2024-06, March 15, 2024
This rule establishes a uniform standard to evaluate the financial condition and the standing of a broker-dealer to determine if investment transactions with public treasurers by broker-dealers would expose public funds to undue risk.
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