Utah Administrative Code
Topic - Money Management Council
Title R628 - Administration
Rule R628-16 - Certification as a Dealer
Section R628-16-2 - Scope
Universal Citation: UT Admin Code R 628-16-2
Current through Bulletin 2024-06, March 15, 2024
This rule establishes the criteria applicable to all broker-dealers and agents for certification by the Director of the Securities Division of the Department of Commerce (the "Director") as eligible to conduct investment transactions under the State Money Management Act. It further establishes the application contents and procedures, and the procedures for termination and reinstatement of certification.
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