Utah Administrative Code
Topic - Human Services
Title R539 - Services for People with Disabilities
Rule R539-4 - Behavior Interventions
Section R539-4-4 - Behavior Support Plans

Universal Citation: UT Admin Code R 539-4-4

Current through Bulletin 2024-06, March 15, 2024

(1) Each behavior support plan shall be based on the results of a functional behavior assessment conducted by a qualified behavior professional.

(a) The functional behavior assessment guides the design of each behavior intervention and shall include:
(i) a clear description of an unwanted target behavior exhibited by a person;

(ii) any situation that predicts when an unwanted target behavior will likely occur;

(iii) any consequence that maintains the desired target behavior; and

(iv) a summary statement or hypothesis.

(b) The functional behavior assessment may include any interview, checklist, direct observation, or other helpful information.

(2) Each behavior support plan shall use the principles of ABA or any other intervention consistent with best practice and research on effectiveness that is directly related to a person's goals.

(a) A behavior support plan is a modification to a person-centered support plan and must use the least intrusive, effective intervention designed to assist a person with:
(i) acquiring or maintaining a skill; or

(ii) preventing an unwanted target behavior.

(b) Staff shall provide the least intrusive intervention in the minimum amount necessary for a purpose that includes:
(i) preventing harm to the person;

(ii) preventing harm to any other person; or

(iii) reducing property damage.

(c) A behavior support plan shall include:
(i) an individualized assessed need;

(ii) a clear description of the behavior intervention;

(iii) a focus on prevention;

(iv) a method to teach a replacement behavior;

(v) a planned response to an unwanted target behavior;

(vi) a data collection system to evaluate at least annually the effectiveness of the plan and determine if a modification may be ended;

(vii) documentation of each positive behavior intervention and support used before modifying the behavior support plan and person-centered support plan;

(viii) documentation of each less intrusive method of meeting the need that was previously used and did not work, including an explanation of why the method did not work;

(ix) an assurance that each behavior intervention and support cause no harm to the person; and

(x) the informed consent of the person.

(d) A behavior intervention included in a behavior support plan must comply with Section R539-3-10.

(3) A non-intrusive behavior intervention may be used informally and without approval.

(a) Document a non-intrusive behavior intervention in a written support strategy or a behavior support plan.

(b) A non-intrusive behavior intervention includes:
(i) reinforcement;

(ii) error correction;

(iii) extinction;

(iv) positive behavior intervention;

(v) positive behavior supports; and

(vi) positive practice overcorrection.

(c) Use of a non-intrusive behavior intervention must comply with Section R539-3-10.

(4) A behavior support plan that includes an intrusive behavior intervention requires review and approval at least annually by the Provider Peer Review Committee as described in Section R539-4-3 and the Provider Human Rights Committee as described in Section R539-3-4.

(a) Any intrusive behavior intervention must be directly proportionate to the assessed need.

(b) An intrusive behavior intervention must be included in the behavior support plan as described in Section R539-4-6.

(c) The Provider Peer Review Committee and the Provider Human Rights Committee must promote use of a non-violent intervention or a de-escalation technique.

(5) A behavior support plan shall be implemented only after:

(a) a review committee approves any intrusive behavior intervention;

(b) the team approves the behavior support plan; and

(c) the person gives informed consent.

(6) A person must consent to a behavior support plan before implementing the plan.

(a) If a person does not consent to a behavior support plan approved by the team, the Provider Human Rights Committee shall:
(i) review the behavior support plan; and

(ii) make a recommendation to the person and the team about how to proceed.

(b) The person may appeal the Provider Human Rights Committee decision to the Division Human Rights Council.

(7) Each staff involved in implementing a procedure outlined in the behavior support plan shall receive adequate training on a behavior support plan before implementation. The provider shall document and keep a record of training completion.

Disclaimer: These regulations may not be the most recent version. Utah may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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