Utah Administrative Code
Topic - Commerce
Title R164 - Securities
- Rule R164-1 - Fraudulent Practices of Broker-Dealers, Broker-Dealer Agents, and Issuer-Agents
- Rule R164-2 - Investment Adviser - Unlawful Acts
- Rule R164-4 - Licensing Requirements
- Rule R164-5 - Broker-Dealer and Investment Adviser Books and Records
- Rule R164-6 - Denial, Suspension or Revocation of a License
- Rule R164-9 - Registration by Coordination
- Rule R164-10 - Registration by Qualification
- Rule R164-11 - Registration Statement
- Rule R164-12 - Sales Commission
- Rule R164-14 - Exemptions
- Rule R164-15 - Federal Covered Securities
- Rule R164-18 - Procedures
- Rule R164-25 - Record of Registration
- Rule R164-26 - Consent to Service of Process
- Rule R164-31 - Administrative Fines (Repealed)
- Rule R164-32 - Codification of Precedent
- Rule R164-101 - Securities Fraud Reporting Program Act
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