Texas Administrative Code
Title 7 - BANKING AND SECURITIES
Part 7 - STATE SECURITIES BOARD
Chapter 139 - EXEMPTIONS BY RULE OR ORDER
Section 139.8 - Sales to Underwriters
Universal Citation: 7 TX Admin Code ยง 139.8
Current through Reg. 49, No. 38; September 20, 2024
Any transaction between the issuer, or other person on whose behalf the offering is made, and an underwriter, or among underwriters, is hereby exempted from the securities registration requirements of the Securities Act, §7.
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