Texas Administrative Code
Title 7 - BANKING AND SECURITIES
Part 7 - STATE SECURITIES BOARD
Chapter 139 - EXEMPTIONS BY RULE OR ORDER
Section 139.11 - Transactions in United States Savings Bonds
Universal Citation: 7 TX Admin Code ยง 139.11
Current through Reg. 49, No. 38; September 20, 2024
The State Securities Board, pursuant to the Securities Act, §5.T and §12.B, exempts from the securities and dealer registration requirements of the Act, the sale of any United States Series EE Savings Bond if no commission or other remuneration is paid or given or is to be paid or given, directly or indirectly, in connection with the sale. For purposes of this section, "commission or other remuneration" does not include a fee paid by the United States Treasury.
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