Texas Administrative Code
Title 7 - BANKING AND SECURITIES
Part 7 - STATE SECURITIES BOARD
Chapter 133 - FORMS
- Section 133.2 - Public Information Charges - Billing Detail
- Section 133.3 - ADA Accommodations Request
- Section 133.4 - Request for Consideration of a Registration Application by a Military Applicant
- Section 133.5 - Secondary Trading Exemption Notice
- Section 133.6 - Secondary Trading Exemption Renewal Notice
- Section 133.7 - Securities Application
- Section 133.8
- Section 133.9 - Notice Filing for Third Party Brokerage Arrangements on Financial Entity Premises
- Section 133.10 - Investment Company Report of Sales in the State of Texas
- Section 133.11 - Sales Report for Non-continuous Offerings
- Section 133.12 - Renewal Application for Mutual Funds and Other Continuous Offerings
- Section 133.13 - Application for Renewal Permit
- Section 133.14 - Consent of Independent Accountants
- Section 133.15 - Texas Crowdfunding Portal Registration
- Section 133.16 - Texas Crowdfunding Portal Withdrawal of Registration
- Section 133.18 - Certification of Balance Sheet by Principal Financial Officer
- Section 133.19 - Waiver or Refund Request by a Military Applicant
- Section 133.20 - Texas Crowdfunding Portal Registration by an Authorized Small Business Development Entity
- Section 133.21 - Crowdfunding Exemption Notice
- Section 133.22 - Waiver or Refund Request by a Military Service Member or Military Spouse for a Renewal Fee
- Section 133.23 - Request for Recognition of Out-Of-State License or Registration Pursuant to Occupations Code Section 55.0041
- Section 133.26 - Request for Determination of Money Market Fund Status for Federal Covered Securities
- Section 133.27 - Year-End Report of Sales of Federal Covered Securities by a Money Market Fund
- Section 133.29 - Intrastate Exemption Notice
- Section 133.30 - Information Concerning Projected Market Prices and Related Market Information
- Section 133.33 - Uniform Forms Accepted, Required, or Recommended
- Section 133.34 - Undertaking Regarding Non-issuer Sales
- Section 133.36 - Request for Reduced Fees for Certain Persons Registered in Multiple Capacities
Disclaimer: These regulations may not be the most recent version. Texas may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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