Texas Administrative Code
Title 7 - BANKING AND SECURITIES
Part 7 - STATE SECURITIES BOARD
Chapter 116 - INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
Section 116.14 - Prevention of Misuse of Nonpublic Information
Universal Citation: 7 TX Admin Code ยง 116.14
Current through Reg. 49, No. 38; September 20, 2024
All investment advisers registered under the Texas Securities Act are required to establish, maintain, and enforce written policies and procedures reasonably designed to prevent the misuse of material nonpublic information.
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