Texas Administrative Code
Title 7 - BANKING AND SECURITIES
Part 7 - STATE SECURITIES BOARD
Chapter 115 - SECURITIES DEALERS AND AGENTS
- Section 115.1 - General Provisions
- Section 115.2 - Application Requirements
- Section 115.3 - Examination
- Section 115.4 - Evidences of Registration
- Section 115.5 - Minimum Records
- Section 115.6 - Registration of Persons with Criminal Backgrounds
- Section 115.7 - Maintenance and Inspection of Records
- Section 115.8 - Fee Requirements
- Section 115.9 - Post-Registration Reporting Requirements
- Section 115.10 - Supervisory Requirements
- Section 115.11 - Finder Registration and Activities
- Section 115.16 - Use of Senior-Specific Certifications and Professional Designations
- Section 115.18 - Special Provisions Relating to Military Applicants
- Section 115.19 - Texas Crowdfunding Portal Registration and Activities
- Section 115.20 - Texas Crowdfunding Portal Registration and Activities of Small Business Development Entities
- Section 115.21 - System Addressing Suspected Financial Exploitation of Vulnerable Customers Pursuant to the Texas Securities Act, Section 45
- Section 115.22 - Electronic Submission of Forms and Fees
- Section 115.23 - Notice of Cybersecurity Incident
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