Texas Administrative Code
Title 7 - BANKING AND SECURITIES
Part 7 - STATE SECURITIES BOARD
Chapter 114 - FEDERAL COVERED SECURITIES
Section 114.2 - Definitions

Universal Citation: 7 TX Admin Code ยง 114.2

Current through Reg. 49, No. 38; September 20, 2024

The following words and terms, when used in this chapter, shall have the following meanings, unless the context clearly indicates otherwise.

(1) Exemptions Sections--Refers to Subchapters A and B of Chapter 4005 of the Texas Securities Act.

(2) Federal covered securities--Shall have the same meaning as provided in § RSA 107.2 of this title (relating to Definitions).

(3) Listed securities--The category of nationally traded federal covered securities defined in the Securities Act of 1933, §18(b)(1).

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