Texas Administrative Code
Title 7 - BANKING AND SECURITIES
Part 7 - STATE SECURITIES BOARD
Chapter 113 - REGISTRATION OF SECURITIES
Section 113.8 - Notification of Status in Other States
Universal Citation: 7 TX Admin Code ยง 113.8
Current through Reg. 49, No. 38; September 20, 2024
Any issuer with an application for Registration by Coordination pending must file with the Securities Commissioner the original list of other states where filing has been made or is expected to be made as required by the Act, §4003.102(1)(B), and must make a timely report of the names of any states where such an application is subsequently made, withdrawn, or denied (together with the reasons for any withdrawal or denial).
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