Texas Administrative Code
Title 7 - BANKING AND SECURITIES
Part 7 - STATE SECURITIES BOARD
Chapter 113 - REGISTRATION OF SECURITIES
Section 113.7 - Reporting Changes in Filed Materials
Universal Citation: 7 TX Admin Code ยง 113.7
Current through Reg. 49, No. 38; September 20, 2024
While an application to register securities is pending with the securities commissioner, any change in information material to the application (including documents on file such as financials) must be promptly reported to the commissioner by the applicant, and any new developments which are material must likewise be promptly reported by the applicant.
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