Texas Administrative Code
Title 7 - BANKING AND SECURITIES
Part 7 - STATE SECURITIES BOARD
Chapter 109 - TRANSACTIONS EXEMPT FROM REGISTRATION
- Section 109.1 - Transactions Involving Existing Security Holders
- Section 109.2 - Parent Subsidiary Transactions
- Section 109.3 - Financial Institutions under the Texas Securities Act, Section 4005.011
- Section 109.4 - Securities Registration Exemption for Sales to Financial Institutions and Certain Institutional Investors
- Section 109.5 - Dealer Registration Exemption for Sales to Financial Institutions and Certain Institutional Investors
- Section 109.6 - Investment Adviser Registration Exemption for Investment Advice to Financial Institutions and Certain Institutional Investors
- Section 109.7 - Secondary Trading Exemption under the Texas Securities Act, Section 4005.019
- Section 109.8 - Initial Offering Completed
- Section 109.11 - Guarantee of Options
- Section 109.12 - Stock Dividends
- Section 109.13 - Limited Offering Exemptions
- Section 109.14 - Oil, Gas, and Other Mineral Interests
- Section 109.17 - Banks under the Securities Act, Section 4005.016
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