Texas Administrative Code
Title 7 - BANKING AND SECURITIES
Part 7 - STATE SECURITIES BOARD
Chapter 105 - RULES OF PRACTICE IN CONTESTED CASES
Section 105.14 - Proposal for Decision

Universal Citation: 7 TX Admin Code ยง 105.14

Current through Reg. 49, No. 12; March 22, 2024

(a) At the conclusion of a hearing in a contested case, the Administrative Law Judge assigned to hear the case at SOAH will issue orders:

(1) setting appropriate deadlines for the filing of the parties' Proposed Findings of Fact and Conclusions of Law in the case, if any, and the responses thereto, if any; and

(2) setting appropriate deadlines for the filing of exceptions, if any, to the Administrative Law Judge's Proposal for Decision, and replies thereto, if any.

(b) In the event exceptions to the Administrative Law Judge's Proposal for Decision are not filed, SOAH loses jurisdiction over the case upon the expiration of the deadline for the filing of such exceptions.

(c) In the event exceptions to the Administrative Law Judge's Proposal for Decision are filed, SOAH loses jurisdiction over the case upon the issuance of the Administrative Law Judge's ruling on the said exceptions.

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