Texas Administrative Code
Title 7 - BANKING AND SECURITIES
Part 7 - STATE SECURITIES BOARD
Chapter 104 - PROCEDURE FOR REVIEW OF APPLICATIONS
- Section 104.1 - Scope
- Section 104.2 - Purpose
- Section 104.3 - Definition of Days
- Section 104.4 - Registration of Securities - Review of Applications
- Section 104.5 - Registration of Dealers and Investment Advisers-Review of Applications
- Section 104.6 - Exceeding the Time Periods
- Section 104.7 - Preliminary Evaluation of License Eligibility
Disclaimer: These regulations may not be the most recent version. Texas may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
This site is protected by reCAPTCHA and the Google
Privacy Policy and
Terms of Service apply.
