Texas Administrative Code
Title 7 - BANKING AND SECURITIES
Part 7 - STATE SECURITIES BOARD
- Chapter 101 - GENERAL ADMINISTRATION
- Chapter 102 - COMPLAINT PROCESS
- Chapter 103 - RULEMAKING PROCEDURE
- Chapter 104 - PROCEDURE FOR REVIEW OF APPLICATIONS
- Chapter 105 - RULES OF PRACTICE IN CONTESTED CASES
- Chapter 106 - GUIDELINES FOR THE ASSESSMENT OF ADMINISTRATIVE FINES
- Chapter 107 - TERMINOLOGY
- Chapter 109 - TRANSACTIONS EXEMPT FROM REGISTRATION
- Chapter 111 - SECURITIES EXEMPT FROM REGISTRATION
- Chapter 113 - REGISTRATION OF SECURITIES
- Chapter 114 - FEDERAL COVERED SECURITIES
- Chapter 115 - SECURITIES DEALERS AND AGENTS
- Chapter 116 - INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES
- Chapter 123 - ADMINISTRATIVE GUIDELINES FOR REGISTRATION OF OPEN-END INVESTMENT COMPANIES
- Chapter 125 - MINIMUM DISCLOSURES IN CHURCH AND NONPROFIT INSTITUTION BOND ISSUES
- Chapter 127 - MISCELLANEOUS
- Chapter 131 - GUIDELINES FOR CONFIDENTIALITY OF INFORMATION
- Chapter 133 - FORMS
- Chapter 135 - INDUSTRIAL DEVELOPMENT CORPORATIONS AND AUTHORITIES
- Chapter 137 - ADMINISTRATIVE GUIDELINES FOR REGULATION OF OFFERS
- Chapter 139 - EXEMPTIONS BY RULE OR ORDER
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