Current through Reg. 49, No. 38; September 20, 2024
(a) Safety Management. A hospice inpatient
unit must maintain a safe physical environment free of hazards for clients,
staff, and visitors.
(1) A hospice inpatient
unit must address real or potential threats to the health and safety of the
clients, others, and property.
(2)
In addition to § 558.256 of this chapter (relating to Emergency
Preparedness Planning and Implementation), a hospice inpatient unit must have a
written disaster preparedness plan that addresses the core functions of
emergency management as described in subparagraphs (A) - (G) of this paragraph.
The facility must maintain documentation of compliance with this paragraph.
(A) The portion of the plan on direction and
control must:
(i) designate a person by
position, and at least one alternate, to be in charge during implementation of
an emergency response plan, with authority to execute a plan to evacuate or
shelter in place;
(ii) include
procedures the facility will use to maintain continuous leadership and
authority in key positions;
(iii)
include procedures the facility will use to activate a timely response plan
based on the types of disasters identified in the risk assessment;
(iv) include procedures the facility will use
to meet staffing requirements;
(v)
include procedures the facility will use to warn or notify facility staff about
internal and external disasters, including during off hours, weekends, and
holidays;
(vi) include procedures
the facility will use to maintain a current list of who the hospice will notify
once warning of a disaster is received;
(vii) include procedures the facility will
use to alert critical facility personnel once a disaster is identified;
and
(viii) include procedures the
facility will use to maintain a current 24-hour contact list for all
personnel.
(B) The
portion of the plan on communication must include procedures:
(i) for continued communication, including
procedures during an evacuation to maintain contact with critical personnel and
with all vehicles traveling in an evacuation caravan;
(ii) to maintain an accessible, current list
of the phone numbers of:
(I) client family
members;
(II) local
shelters;
(III) prearranged
receiving facilities;
(IV) the
local emergency management agencies;
(V) other health care providers;
and
(VI) State and federal
emergency management agencies;
(iii) to notify staff, clients, families of
clients, families of critical staff, prearranged receiving facilities, and
others of an evacuation or the plan to shelter in place;
(iv) to provide a contact number for
out-of-town family members to call for information; and
(v) to relocate and track clients during
disasters that require mass evacuations.
(C) The portion of the plan on resource
management must include procedures:
(i) to
maintain contracts and agreements with vendors as needed to ensure the
availability of the supplies and transportation needed to execute the plan to
shelter in place or evacuate;
(ii)
to develop accurate, detailed, and current checklists of essential supplies,
staff, equipment, and medications;
(iii) to designate responsibility for
completing the checklists during disaster operations;
(iv) for the safe and secure transportation
of adequate amounts of food, water, medications, and critical supplies and
equipment during an evacuation; and
(v) to maintain a supply of sufficient
resources for at least seven days to shelter in place, which must include:
(I) emergency power, including backup
generators and accounts for maintaining a supply of fuel;
(II) potable water in an amount based on
population and location;
(III) the
types and amounts of food for the number and types of clients served;
(IV) extra pharmacy stocks of common
medications; and
(V) extra medical
supplies and equipment, such as oxygen, linens, and any other vital
equipment.
(D) The portion of the plan on sheltering in
place must:
(i) be developed using information
about the building's construction and Life Safety Code (LSC) systems;
(ii) describe the criteria to be used to
decide whether to shelter in place versus evacuate;
(iii) include procedures to assess whether
the building is strong enough to withstand the various types of possible
disasters and to identify the safest areas of the building;
(iv) include procedures to secure the
building against damage;
(v)
include procedures for collaborating with the local emergency management
agencies regarding the decision to shelter in place;
(vi) include procedures to assign each task
in the sheltering plan to facility staff;
(vii) describe procedures to shelter in place
that allow the facility to maintain 24-hour operations for a minimum of seven
days to maintain continuity of care for the number and types of clients served;
and
(viii) include procedures to
provide for building security.
(E) The portion of the plan on evacuation
must:
(i) include contracts with prearranged
receiving facilities, including a hospice inpatient facility, skilled nursing
facility, nursing facility, assisted living facility, or hospital, with at
least one facility located at least 50 miles away;
(ii) include procedures to identify and
follow evacuation and alternative routes for transporting clients to a
receiving facility and to notify the proper authorities of the decision to
evacuate;
(iii) include procedures
to protect and transport client records and to match them to each
client;
(iv) include procedures to
maintain a checklist of items to be transported with clients, including
medications and assistive devices, and how the items will be matched to each
client;
(v) include staffing
procedures the facility will use to ensure that staff accompanies evacuating
clients when the hospice transports clients to a receiving facility;
(vi) include procedures to identify and
assign staff responsibilities, including how clients will be cared for during
evacuations and a backup plan for lack of sufficient staff;
(vii) include procedures facility staff will
use to account for all persons in the building during the evacuation and to
track all persons evacuated;
(viii)
include procedures for the use, protection, and security of the identifying
information the facility will use to identify evacuated clients;
(ix) include procedures facility staff will
follow if a client becomes ill or dies in route when the hospice transports
clients to a receiving facility;
(x) include procedures to make a hospice
counselor available when staff accompanies clients during transport by the
hospice to a receiving facility;
(xi) include the facility's policy on whether
family of staff and clients can shelter at the hospice and evacuate with staff
and clients;
(xii) include
procedures to coordinate building security with the local emergency management
agencies;
(xiii) include procedures
facility staff will use to determine when it is safe to return to the
geographical area;
(xiv) include
procedures facility staff will use to determine if the building is safe for
reoccupation; and
(xv) be approved
by the local emergency management coordinator (EMC) at least annually and when
updated.
(F) The portion
of the plan on transportation must:
(i)
describe how the hospice prearranges for a sufficient number of vehicles to
provide suitable, safe transportation for the type and number of clients being
served; and
(ii) include procedures
to contact the local EMC to coordinate the facility's transportation needs in
the event its prearrangements for transportation fail for reasons beyond the
facility's control.
(G)
The portion of the plan on training must include:
(i) procedures that specify when and how the
disaster response plan is reviewed with clients and family members;
(ii) procedures to review the role and
responsibility of a client able to participate with the plan;
(iii) procedures for initial and periodic
training for all facility staff to carry out the plan;
(iv) the frequency for conducting disaster
drills and demonstrations to ensure staff are fully trained with respect to
their duties under the plan; and
(v) procedures to conduct emergency response
drills at least annually either in response to an actual disaster or in a
planned drill, which may be in addition to or combined with the drills required
by the LSC as specified in subsection (c)(1) of this section.
(b) Physical
plant and equipment. A hospice must develop procedures for controlling the
reliability and quality of:
(1) the routine
storage and prompt disposal of trash and medical waste;
(2) light, temperature, and ventilation and
air exchanges throughout the hospice inpatient unit;
(3) emergency gas and water supply;
and
(4) the scheduled and emergency
maintenance and repair of all equipment.
(c) Fire protection. Except as otherwise
provided in this subsection:
(1) A hospice
must meet the provisions applicable to the health care occupancy chapters of
the 2000 edition of the LSC of the National Fire Protection Association (NFPA).
Chapter 19.3.6.3.2, exception number 2 of the 2000 edition of the LSC does not
apply to hospices.
(2) In
consideration of a recommendation by HHSC, CMS may waive, for periods deemed
appropriate, specific provisions of the LSC which if rigidly applied would
result in unreasonable hardship for the hospice, but only if the waiver would
not adversely affect the health and safety of clients.
(3) The provisions of the adopted edition of
the LSC do not apply in the State of Texas if CMS finds that a fire and safety
code imposed by State law adequately protects clients in hospices.
(4) Notwithstanding any provisions of the
2000 edition of the LSC to the contrary, a hospice inpatient unit may place
alcohol-based hand rub dispensers in its facility if:
(A) use of alcohol-based hand rub dispensers
does not conflict with any State or local codes that prohibit or otherwise
restrict the placement of alcohol-based hand rub dispensers in health care
facilities;
(B) the dispensers are
installed in a manner that minimizes leaks and spills that could lead to
falls;
(C) the dispensers are
installed in a manner that adequately protects against access by vulnerable
populations; and
(D) the dispensers
are installed in accordance with chapter 18.3.2.7 or chapter 19.3.2.7 of the
2000 edition of the LSC, as amended by NFPA Temporary Interim Amendment
00-1(101), issued by the Standards Council of the NFPA on April 15,
2004.
(d)
Client areas. A hospice inpatient unit must provide a home-like atmosphere and
ensure that client areas are designed to preserve the dignity, comfort, and
privacy of clients. A hospice inpatient unit must provide:
(1) physical space for private client and
family visiting;
(2) accommodations
for family members to remain with the client throughout the night;
(3) physical space for family privacy after a
client's death; and
(4) the
opportunity for the client to receive visitors at any hour, including infants
and small children.
(e)
Client rooms. A hospice must ensure that client rooms are designed and equipped
for nursing care, as well as the dignity, comfort, and privacy of clients. A
hospice must accommodate a client and family request for a single room whenever
possible. A client's room must:
(1) be at or
above grade level;
(2) contain a
suitable bed and other appropriate furniture for the client;
(3) have closet space that provides security
and privacy for clothing and personal belongings;
(4) accommodate no more than two clients and
their family members; and
(5)
provide at least 80 square feet for a client residing in a double room and at
least 100 square feet for a client residing in a single room.
(f) Toilet and bathing facilities.
A client room in an inpatient unit must be equipped with, or conveniently
located near, toilet and bathing facilities.
(g) Plumbing facilities. A hospice inpatient
unit must:
(1) always have an adequate supply
of hot water; and
(2) have plumbing
fixtures with control valves that automatically regulate the temperature of the
hot water used by a client.
(h) Infection control. A hospice inpatient
unit must maintain an infection control program that protects clients, staff,
and others by preventing and controlling infections and communicable disease in
accordance with§ 558.853 of this subchapter (relating to Hospice Infection
Control Program).
(i) Sanitary
environment. A hospice inpatient unit must provide a sanitary environment by
following accepted standards of practice, including nationally recognized
infection control precautions, and avoiding sources and transmission of
infections and communicable diseases.
(j) Linen. A hospice inpatient unit must
always have available a quantity of clean linen in sufficient amounts for a
client's use. Linens must be handled, stored, processed, and transported in
such a manner as to prevent the spread of contaminants.
(k) Meal service and menu planning. A hospice
inpatient unit must furnish meals to a client that are:
(1) consistent with the client's plan of
care, nutritional needs, and therapeutic diet;
(2) palatable, attractive, and served at the
proper temperature; and
(3)
obtained, stored, prepared, distributed, and served under sanitary
conditions.
(l) Use of
restraint or seclusion. A client in a hospice inpatient unit has the right to
be free from restraint or seclusion, of any form, imposed as a means of
coercion, discipline, convenience, or retaliation by staff. Restraint or
seclusion may only be imposed to ensure the immediate physical safety of the
client, a staff member, or others and must be discontinued at the earliest
possible time.
(1) Restraint or seclusion may
only be used when less restrictive interventions are determined to be
ineffective to protect the client, a staff member, or others from
harm.
(2) The type or technique of
restraint or seclusion used must be the least restrictive intervention that is
effective to protect the client, a staff member, or others from harm.
(3) The use of restraint or seclusion must
be:
(A) in accordance with a written
modification to the client's plan of care; and
(B) implemented in accordance with safe and
appropriate restraint and seclusion techniques as determined by hospice
policy.
(4) The use of
restraint or seclusion must be in accordance with the order of a physician
authorized to order restraint or seclusion by hospice policy.
(5) An order for the use of restraint or
seclusion must never be written as a standing order or on an as needed
basis.
(6) The medical director or
physician designee must be consulted as soon as possible if the attending
practitioner did not order the restraint or seclusion.
(7) An order for restraint or seclusion used
for the management of violent or self-destructive behavior that jeopardizes the
immediate physical safety of the client, a staff member, or others may only be
renewed in accordance with the following limits for up to a total of 24 hours:
(A) four hours for adults 18 years of age or
older;
(B) two hours for children
and adolescents nine to 17 years of age; or
(C) one hour for children under nine years of
age.
(8) After 24 hours,
before writing a new order for the use of restraint or seclusion for the
management of violent or self-destructive behavior, a physician authorized to
order restraint or seclusion by hospice policy must see and assess the
client.
(9) Each order for
restraint used to ensure the physical safety of a non-violent or
non-self-destructive client may be renewed as authorized by hospice
policy.
(10) Restraint or seclusion
must be discontinued at the earliest possible time, regardless of the length of
time identified in the order.
(11)
The condition of the client who is restrained or secluded must be monitored by
a physician or trained staff who have completed the training criteria specified
in subsection (o) of this section at an interval determined by hospice
policy.
(12) Training requirements
for a physician and for an attending practitioner must be specified in hospice
policy. At a minimum, a physician and an attending practitioner authorized to
order restraint or seclusion by hospice policy must have a working knowledge of
hospice policy regarding the use of restraint or seclusion.
(13) When restraint or seclusion is used for
the management of violent or self-destructive behavior that jeopardizes the
immediate physical safety of the client, a staff member, or others:
(A) the client must be seen face-to-face
within one hour after the initiation of the intervention by a physician or RN
who has been trained in accordance with the requirements specified in
subsection (m) of this section; and
(B) the physician or RN must evaluate:
(i) the client's immediate
situation;
(ii) the client's
reaction to the intervention;
(iii)
the client's medical and behavioral condition; and
(iv) the need to continue or terminate the
restraint or seclusion.
(14) If the face-to-face evaluation specified
in paragraph (13) of this subsection is conducted by a trained RN, the trained
RN must consult the medical director or physician designee as soon as possible
after the completion of the one-hour face-to-face evaluation.
(15) All requirements specified under this
paragraph are applicable to the simultaneous use of restraint and seclusion.
Simultaneous restraint and seclusion is only permitted if the client is
continually monitored:
(A) face-to-face by an
assigned, trained staff member; or
(B) by trained staff using both video and
audio equipment. This monitoring must be close to the client.
(16) When restraint or seclusion
is used, there must be documentation in the client's record of:
(A) the one-hour face-to-face medical and
behavioral evaluation if restraint or seclusion is used to manage violent or
self-destructive behavior;
(B) a
description of the client's behavior and the intervention used;
(C) alternatives or other less restrictive
interventions attempted, if applicable;
(D) the client's condition or symptoms that
warranted the use of the restraint or seclusion; and
(E) the client's response to the
interventions used, including the rationale for continued use of the
intervention.
(m) Restraint or seclusion staff training
requirements. A client has the right to safe implementation of restraint or
seclusion by trained staff.
(1) Client care
staff working in the hospice inpatient unit must be trained and able to
demonstrate competency in the application of restraints, implementation of
seclusion, monitoring, assessment, and providing care for a client in restraint
or seclusion:
(A) before performing any of the
actions specified in paragraph (1) of this subsection;
(B) as part of orientation; and
(C) subsequently on a periodic basis
consistent with hospice policy.
(2) A hospice must require appropriate staff
to have education, training, and demonstrated knowledge based on the specific
needs of the client population in:
(A)
techniques to identify staff and client behaviors, events, and environmental
factors that may trigger circumstances that require the use of a restraint or
seclusion;
(B) the use of
nonphysical intervention skills;
(C) choosing the least restrictive
intervention based on an individualized assessment of the client's medical or
behavioral status or condition;
(D)
the safe application and use of all types of restraint or seclusion used in the
hospice, including training in how to recognize and respond to signs of
physical and psychological distress (for example, positional
asphyxia);
(E) clinical
identification of specific behavioral changes that indicate that restraint or
seclusion is no longer necessary;
(F) monitoring the physical and psychological
well-being of a client who is restrained or secluded, including but not limited
to respiratory and circulatory status, skin integrity, vital signs, and any
special requirements specified by hospice policy associated with the one-hour
face-to-face evaluation; and
(G)
the use of first-aid techniques and certification in the use of cardiopulmonary
resuscitation, including required periodic recertification.
(3) Persons providing staff
training must be qualified as evidenced by education, training, and experience
in techniques used to address a client's behaviors.
(4) A hospice must document in the staff
personnel records that the training and demonstration of competency were
successfully completed.
(n) Death reporting requirements. A hospice
must report deaths associated with the use of seclusion or restraint in its
inpatient unit.
(1) The hospice must report:
(A) an unexpected death that occurs while a
client is in restraint or seclusion;
(B) an unexpected death that occurs within 24
hours after the client has been removed from restraint or seclusion;
and
(C) a death known to the
hospice that occurs within one week after restraint or seclusion where it is
reasonable to assume that use of restraint or placement in seclusion
contributed directly or indirectly to the client's death. The term "reasonable
to assume" in this context includes but is not limited to death related to
restrictions of movement for prolonged periods of time, or death related to
chest compression, restriction of breathing, or asphyxiation.
(2) The hospice must report a
death described in paragraph (1) of this subsection toHHSC by telephone at
1-800-458-9858 within 24 hours after knowledge of a client's death.
(3) The hospice must complete Provider
Investigation Report For Home and Community Support Services Agency (HHSC Form
3613) and send it to HHSC Complaint Intake Unit within 10 days after reporting
the death to HHSC by telephone.
(4)
Hospice personnel must document in the client's record the date and time the
death was reported to HHSC.