Current through Reg. 49, No. 38; September 20, 2024
(a) The facility
must have sufficient staff with the appropriate competencies and skill sets to
provide nursing and related services to assure resident safety and attain or
maintain the highest practicable physical, mental, and psychosocial well-being
of each resident. This is determined by resident assessments and individual
comprehensive care plans and considering the number, acuity and diagnoses of
the facility's resident population in accordance with the facility assessment
required at § 554.1931 of this chapter (relating to Facility Assessment).
Staff who have been instructed and who have demonstrated competence in the care
of children must provide nursing services to children. Care and services are to
be provided as specified in § 554.901 of this chapter (relating to Quality
of Care).
(1) Sufficient staff.
(A) The facility must provide services by
sufficient numbers of each of the following types of personnel on a 24-hour
basis to provide nursing care to all residents in accordance with resident care
plans:
(i) licensed nurses, except when waived
under paragraph (5) of this subsection; and
(ii) other nursing personnel, including nurse
aides.
(B) The facility
must designate a licensed nurse to serve as a charge nurse on each shift,
except when waived under paragraph (5) of this subsection.
(C) The facility must ensure that licensed
nurses have the specific competencies and skill sets necessary to care for a
resident's needs, as identified through resident assessments, and described in
the comprehensive care plan.
(D)
The facility must provide care that includes assessing, evaluating, planning,
and implementing resident comprehensive care plans and responding to a
resident's needs.
(2)
Registered nurse.
(A) The facility must use
the services of a registered nurse for at least eight consecutive hours a day,
seven days a week, except when waived under paragraph (5) or (6) of this
subsection.
(B) The facility must
designate a registered nurse to serve as the director of nursing on a full-time
basis, 40 hours per week, except when waived under paragraph (6) of this
subsection.
(C) The director of
nursing may serve as a charge nurse only when the facility has an average daily
occupancy of 60 or fewer residents.
(3) Proficiency of nurse aides. The facility
must ensure that nurse aides are able to demonstrate competency in skills and
techniques necessary to care for a resident's needs, as identified through
resident assessments, and described in the resident's comprehensive care
plan.
(4) Requirements for facility
hiring and use of nurse aides.
(A) General
rule. A facility must not use any individual working in the facility as a nurse
aide for more than four months, on a full-time basis, unless:
(i) the individual is competent to provide
nursing and nursing related services; and
(ii) the individual:
(I) has completed a training and competency
evaluation program, or a competency evaluation program approved by the state as
meeting the requirements of
42
CFR §§
483.151-483.154;
or
(II) has been deemed or
determined competent as provided in
42 CFR
§
483.150(a) and
(b).
(B) Nonpermanent employees. A facility must
not use on a temporary, per diem, leased, or any basis other than a permanent
employee any individual who does not meet the requirements in subparagraphs
(4)(A)(i) and (ii) of this paragraph.
(C) Competency. A facility must not use any
individual who has worked less than four months as a nurse aide in that
facility unless the individual:
(i) is a
full-time employee in a state-approved training and competency evaluation
program;
(ii) has demonstrated
competence through satisfactory participation in a state-approved nurse aide
training and competency evaluation program, or competency evaluation program;
or
(iii) has been deemed or
determined competent as provided in
42 CFR
§
483.150(a) and
(b).
(D) Registry Verification. Before allowing an
individual to serve as a nurse aide, a facility must receive registry
verification that the individual has met competency evaluation requirements and
is not designated in the registry as having a finding concerning abuse, neglect
or mistreatment of a resident, or misappropriation of a resident's property,
unless:
(i) the individual is a full-time
employee in a training and competency evaluation program approved by the state;
or
(ii) the individual can prove
that the individual has recently successfully completed a training and
competency evaluation program, or competency evaluation program approved by the
state and has not yet been included in the registry. A facility must follow up
to ensure that such an individual actually becomes registered.
(E) Multi-state registry
verification. Before allowing an individual to serve as a nurse aide, a
facility must seek information from every state registry, established under
§1819(e)(2)(A) or §1919(e)(2)(A) of the Social Security Act
(42 U.S.C. §
1395i-3(e)(2)(A);
42 U.S.C. §
1396r(e)(2)(A)) , that the
facility believes will include information about the individual.
(F) Required retraining. If, since an
individual's most recent completion of a training and competency evaluation
program, there has been a continuous period of 24 consecutive months during
none of which the individual provided nursing or nursing-related services for
monetary compensation, the individual must complete a new training and
competency evaluation program or a new competency evaluation program.
(G) Regular in-service education. The
facility must complete a performance review of every nurse aide at least once
every 12 months, and must provide regular in-service education based on the
outcome of these reviews. The in-service training must:
(i) be sufficient to ensure the continuing
competence of a nurse aide, but must be no less than 12 hours per
year;
(ii) include at least two
hours of training on infection control and personal protective equipment per
year;
(iii) address areas of
weakness as determined in nurse aides' performance reviews and facility
assessment at § 554.1931 of this chapter, and may address the special
needs of a resident as determined by the facility staff;
(iv) for a nurse aide providing services to
an individual with cognitive impairments, address the care of the cognitively
impaired; and
(v) include dementia
management training and resident abuse prevention training.
(H) The facility must comply with
the nurse aide training and registry rules found in Chapter 556 of this title
(relating to Nurse Aides).
(5) Waiver of requirement to provide licensed
nurses on a 24-hour basis.
(A) To the extent
that a facility is unable to meet the requirements of paragraphs (1)(B) and
(2)(A) of this subsection, the state may waive these requirements with respect
to the facility, if:
(i) the facility
demonstrates to the satisfaction of HHSC that the facility has been unable,
despite diligent efforts (including offering wages at the community prevailing
rate for nursing facilities), to recruit appropriate personnel;
(ii) HHSC determines that a waiver of the
requirement will not endanger the health or safety of individuals staying in
the facility;
(iii) the state finds
that, for any periods in which licensed nursing services are not available, a
registered nurse or a physician is obligated to respond immediately to
telephone calls from the facility; and
(iv) the waivered facility has a full-time
registered or licensed vocational nurse on the day shift seven days a week. For
purposes of this requirement, the starting time for the day shift must be
between 6 a.m. and 9 a.m. The facility must specify in writing the schedule
that it follows.
(B) A
waiver granted under the conditions listed in this paragraph is subject to
annual state review.
(C) In
granting or renewing a waiver, a facility may be required by the state to use
other qualified, licensed personnel.
(D) The state agency granting a waiver of
these requirements provides notice of the waiver to the State Ombudsman and the
protection and advocacy systems in the state for individuals with mental
illness established under the Protection and Advocacy for Mentally Ill
Individuals Act (42 USC Chapter 114, Subchapter I) and individuals with
intellectual or developmental disabilities established under the Developmental
Disabilities Assistance and Bill of Rights Act (42 USC Chapter 144, Subchapter
I, Part C).
(E) The nursing
facility that is granted a waiver by the state notifies residents of the
facility and the resident representatives of the waiver.
(6) Waiver of the requirement to provide
services of a registered nurse for more than 40 hours a week in a Medicare
skilled nursing facility (SNF).
(A) The
secretary of the U.S. Department of Health and Human Services (secretary) may
waive the requirement that a Medicare SNF provide the services of a registered
nurse for more than 40 hours a week, including a director of nursing specified
in paragraph (2) of this subsection, if the secretary finds that:
(i) the facility is located in a rural area
and the supply of Medicare SNF services in the area is not sufficient to meet
the needs of individuals residing in the area;
(ii) the facility has one full-time
registered nurse who is regularly on duty at the facility 40 hours a week;
and
(iii) the facility either has:
(I) only residents whose physicians have
indicated (through physician's orders or admission notes) that they do not
require the services of a registered nurse or a physician for a 48-hour period;
or
(II) made arrangements for a
registered nurse or a physician to spend time at the facility, as determined
necessary by the physician, to provide necessary skilled nursing services on
days when the regular full-time registered nurse is not on duty.
(B) The secretary
provides notice of the waiver to the State Ombudsman and the protection and
advocacy systems in the state for individuals with mental illness established
under the Protection and Advocacy for Mentally Ill Individuals Act (42 USC
Chapter 114, Subchapter I) and individuals with intellectual or developmental
disabilities established under the Developmental Disabilities Assistance and
Bill of Rights Act (42 USC Chapter 144, Subchapter I, Part C).
(C) The SNF that is granted a waiver notifies
residents of the facility and the resident representatives of the
waiver.
(D) A waiver of the
registered nurse requirement under subparagraph (A) of this paragraph is
subject to annual renewal by the secretary.
(7) Request for waiver concerning staffing
levels. The facility must request a waiver through the local HHSC Regulatory
Services Division, in writing, at any time the administrator determines that
staffing will fall, or has fallen, below that required in paragraphs (1) and
(2) of this subsection for a period of 30 days or more out of any 45 days.
(A) The following information must be
included in the request:
(i) beginning date
when facility was or is unable to meet staffing requirements;
(ii) type waiver requested (24-hour licensed
nurse or seven-day-per-week R.N.);
(iii) projected number of hours per month
staffing reduced for 24-hour licensed nurse waiver or seven-day-per-week R.N.
waiver; and
(iv) staffing
adjustments made due to inability to meet staffing requirements.
(B) Waivers for licensed-only or
certified facilities will be granted by HHSC Regulatory Services Division
staff. Waivers for a Medicare SNF receive final approval from the
CMS.
(C) If a facility, after
requesting a waiver, is later able to meet the staffing requirements of
paragraphs (1) and (2) of this subsection, HHSC Regulatory Services Division
staff must be notified, in writing, of the effective date that staffing meets
requirements.
(D) Verification that
the facility appropriately made a request and notification will be done at the
time of survey.
(E) Amounts paid to
Medicaid-certified facilities in the per diem payment to meet the staffing
requirements of paragraphs (1) and (2) of this subsection may be adjusted if
staffing requirements are not met.
(8) Duration of waiver. Approved waivers are
valid throughout the facility licensure or certification period, unless
approval is withdrawn. During the relicensure or recertification survey, the
determination is made for approval or denial for the next facility licensure or
certification period if a waiver continues to be necessary. The facility
requests a redetermination for a waiver from HHSC Regulatory Services Division
staff at the time the survey is scheduled. At other times if a request is made,
HHSC staff may schedule a visit for waiver determination.
(9) Requirements for waiver approval. To be
approved for a waiver, the nursing facility must meet all of the requirements
stated in this subchapter and the requirements specified throughout this
chapter. In some instances, the survey agency may require additional conditions
or arrangements such as:
(A) an additional
licensed vocational nurse on day-shift duty when the registered nurse is
absent;
(B) modification of nursing
services operations; and
(C)
modification of the physical environment relating to nursing
services.
(10) Denial or
withdrawal of a waiver. Denial or withdrawal of a waiver may be made at any
time if any of the following conditions exist:
(A) requirements for a waiver are not met on
a continuing basis;
(B) the quality
of resident care is not acceptable; or
(C) justified complaints are found in areas
affecting resident care.
(11) Requirement that SNFs be in a rural
area. A SNF (Medicare) must be in a rural area for waiver consideration, as
specified in paragraph (6) of this subsection. A rural area is any area outside
the boundaries of a standard metropolitan statistical area. Rural areas are
defined and designated by the federal Office of Management and Budget; are
determined by population, economic, and social requirements; and are subject to
revisions.
(b) Nurse
staffing information.
(1) Data requirements.
The facility must post the following information:
(A) on a daily basis:
(i) the facility name;
(ii) the current date;
(iii) the resident census; and
(iv) the specific shifts for the day;
and
(B) at the beginning
of each shift, the total number of hours and actual time of day to be worked by
the following licensed and unlicensed nursing staff, including relief personnel
directly responsible for resident care:
(i)
RNs;
(ii) LVNs; and
(iii) CNAs.
(2) Posting requirements. The nursing
facility must post the data described in paragraph (1) of this subsection:
(A) in a clear and readable format;
and
(B) in a prominent place
readily accessible to residents and visitors.
(3) Public access to posted nurse staffing
data. The facility must, upon oral or written request, make copies of nurse
staffing data available to the public for review at a cost not to exceed the
community standard rate.
(4)
Facility data retention requirements. The facility must maintain the posted
daily nurse staffing data for the period of time specified by written facility
policy or for at least two years following the last day in the schedule,
whichever is longer.