Current through Reg. 49, No. 38; September 20, 2024
(a) General
requirements.
(1) Unless stated otherwise in
this section, the requirements of this section apply to all shippers, food
transporters, loaders, and receivers engaged in transportation operations. A
person may be subject to these requirements in multiple capacities, e.g., the
shipper may also be the loader and the food transporter, if the person also
performs the functions of those respective persons as defined in this
subchapter. An entity subject to this subchapter (shipper, loader, food
transporter, or receiver) may reassign, in a written agreement, its
responsibilities under this subchapter to another party subject to this
subchapter. The written agreement is subject to the records requirements of
§ 229.806(d) of this title (relating to Records).
(2) Responsibility for ensuring that
transportation operations are carried out in compliance with all requirements
in this subchapter must be assigned to competent supervisory
personnel.
(3) All transportation
operations must be conducted under such conditions and controls necessary to
prevent the food from becoming adulterated during transportation operations
including:
(A) Taking effective measures such
as segregation, isolation, or the use of packaging to protect food from
contamination by raw foods and nonfood items in the same load.
(B) Taking effective measures such as
segregation, isolation, or other protective measures, such as hand washing, to
protect food transported in bulk vehicles or food not completely enclosed by a
container from contamination and cross-contact during transportation
operations.
(C) Taking effective
measures to ensure that food that requires temperature control for safety is
transported under food specific adequate temperature control.
(4) The type of food, and its
production stage, e.g., raw material, ingredient or finished food, must be
considered in determining the necessary conditions and controls for the
transportation operation.
(5)
Shippers, receivers, loaders, and food transporters, which are under the
ownership or operational control of a single legal entity, as an alternative to
meeting the requirements of subsections (b), (d), and (e) of this section may
conduct transportation operations in conformance with common, integrated
written procedures that ensure the sanitary transportation of food consistent
with the requirements of this section. The written procedures are subject to
the records requirements of § 229.806(e) of this title.
(6) If a shipper, loader, receiver, or food
transporter becomes aware of an indication of a possible material failure of
temperature control or other conditions that may render the food adulterated
during transportation, the food shall not be sold or otherwise distributed, and
these persons must take appropriate action including, as necessary,
communication with other parties to ensure that the food is not sold or
otherwise distributed unless a determination is made by a qualified individual
that the temperature deviation or other condition did not render the food
adulterated.
(b)
Requirements applicable to shippers engaged in transportation operations.
(1) Unless the shipper takes other measures
in accordance with paragraph (3) of this subsection to ensure that vehicles and
equipment used in its transportation operations are in appropriate sanitary
condition for the transportation of the food, i.e., that will prevent the food
from becoming adulterated, the shipper must specify to the food transporter
and, when necessary, the loader, in writing, all necessary sanitary
specifications for the food transporter's vehicle and transportation equipment
to achieve this purpose, including any specific design specifications and
cleaning procedures. One-time notification shall be sufficient unless the
design requirements and cleaning procedures required for sanitary transport
change based upon the type of food being transported, in which case the shipper
shall so notify the food transporter in writing before the shipment. The
information submitted by the shipper to the food transporter is subject to the
records requirements in § 229.806(a) of this title.
(2) Unless the shipper takes other measures
in accordance with paragraph (5) of this subsection to ensure that adequate
temperature control is provided during the transportation of food that requires
temperature control for safety under the conditions of shipment, a shipper of
such food must specify in writing to the food transporter, except a food
transporter who transports the food in a thermally insulated tank, and, when
necessary, the loader, an operating temperature for the transportation
operation including, if necessary, the pre-cooling phase. One-time notification
shall be sufficient unless a factor, e.g., the conditions of shipment, changes,
necessitating a change in the operating temperature, in which case the shipper
shall so notify the food transporter in writing before the shipment. The
information submitted by the shipper to the food transporter is subject to the
records requirements in § 229.806(a) of this title.
(3) A shipper must develop and implement
written procedures, subject to the records requirements of § 229.806(a) of
this title, adequate to ensure that vehicles and equipment used in its
transportation operations are in appropriate sanitary condition for the
transportation of the food, i.e., will prevent the food from becoming unsafe
during the transportation operation. Measures to implement these procedures may
be accomplished by the shipper or by the food transporter or another party
covered by this subchapter under a written agreement subject to the records
requirements of § 229.806(a) of this title.
(4) A shipper of food transported in bulk
must develop and implement written procedures, subject to the records
requirements of § 229.806(a) of this title, adequate to ensure that a
previous cargo does not make the food unsafe. Measures to ensure the safety of
the food may be accomplished by the shipper or by the food transporter or
another party covered by this subchapter under a written agreement subject to
the records requirements of § 229.806(a) of this title.
(5) The shipper of food that requires
temperature control for safety under the conditions of shipment must develop
and implement written procedures, subject to the records requirements of §
229.806(a) of this title, to ensure that the food is transported under adequate
temperature control. Measures to ensure the safety of the food may be
accomplished by the shipper or by the food transporter or another party covered
by this subchapter under a written agreement subject to the records
requirements of § 229.806(a) of this title and must include measures
equivalent to those specified for food transporters under subsection (e)(1) -
(3) of this section.
(c)
Requirements applicable to loaders engaged in transportation operations.
(1) Before loading food not completely
enclosed by a container onto a vehicle or into transportation equipment the
loader must determine, considering, as appropriate, specifications provided by
the shipper in accordance with subsection (b)(1) of this section, that the
vehicle or transportation equipment is in appropriate sanitary condition for
the transport of the food, e.g., it is in adequate physical condition, and free
of visible evidence of pest infestation and previous cargo that could cause the
food to become unsafe during transportation. This may be accomplished by any
appropriate means.
(2) Before
loading food that requires temperature control for safety, the loader must
verify, considering, as appropriate, specifications provided by the shipper in
accordance with subsection (b)(2) of this section, that each mechanically
refrigerated cold storage compartment or container is adequately prepared for
the transportation of such food, including that it has been properly
pre-cooled, if necessary, and meets other sanitary conditions for food
transportation.
(d)
Requirements applicable to receivers engaged in transportation operations. Upon
receipt of food that requires temperature control for safety under the
conditions of shipment, the receiver must take steps to adequately assess that
the food was not subjected to significant temperature abuse, such as
determining the food's temperature, the ambient temperature of the vehicle and
its temperature setting, and conducting a sensory inspection, e.g., for
off-odors.
(e) Requirements
applicable to food transporters engaged in transportation operations. When the
food transporter and shipper have a written agreement that the food transporter
is responsible, in whole or in part, for sanitary conditions during the
transportation operation, the food transporter is responsible for the following
functions as applicable per the agreement:
(1)
A food transporter must ensure that vehicles and transportation equipment meet
the shipper's specifications and are otherwise appropriate to prevent the food
from becoming unsafe during the transportation operation.
(2) A food transporter must, once the
transportation operation is complete and if requested by the receiver, provide
the operating temperature specified by the shipper in accordance with
subsection (b)(2) of this section and, if requested by the shipper or receiver,
demonstrate that it has maintained temperature conditions during the
transportation operation consistent with the operating temperature specified by
the shipper in accordance with subsection (b)(2) of this section. Such
demonstration may be accomplished by any appropriate means agreeable to the
food transporter and shipper, such as the food transporter presenting
measurements of the ambient temperature upon loading and unloading or
time/temperature data taken during the shipment.
(3) Before offering a vehicle or
transportation equipment with an auxiliary refrigeration unit for use for the
transportation of food that requires temperature control for safety under the
conditions of the shipment during transportation, a food transporter must
pre-cool each mechanically refrigerated cold storage compartment as specified
by the shipper in accordance with subsection (b)(2) of this section.
(4) If requested by the shipper, a food
transporter that offers a bulk vehicle for food transportation must provide
information to the shipper that identifies the previous cargo transported in
the vehicle.
(5) If requested by
the shipper, a food transporter that offers a bulk vehicle for food
transportation must provide information to the shipper that describes the most
recent cleaning of the bulk vehicle.
(6) A food transporter must develop and
implement written procedures subject to the records requirements of §
229.806(b) of this title that:
(A) Specify
practices for cleaning, sanitizing if necessary, and inspecting vehicles and
transportation equipment that the food transporter provides for use in the
transportation of food to maintain the vehicles and the transportation
equipment in appropriate sanitary condition as required by § 229.803(b) of
this title (relating to Vehicles and Transportation Equipment);
(B) Describe how it will comply with the
provisions for temperature control in paragraph (2) of this subsection;
and
(C) Describe how it will comply
with the provisions for the use of bulk vehicles in paragraphs (4) and (5) of
this subsection.