Current through Reg. 49, No. 38; September 20, 2024
(a) Permissible forms of discovery in a de
novo hearing are:
(1) oral or written
deposition governed by Texas Government Code, §§
2001.094-2001.103;
(2) written interrogatories to a party
governed by Texas Rule of Civil Procedure 197;
(3) requests of a party for admission of
facts and the genuineness or identity of documents or things governed by Texas
Rule of Civil Procedure 198;
(4)
requests and motions for production, examination, and copying of documents or
other tangible materials governed by Texas Government Code, §
2001.091;
(5) requests and motions for entry upon and
examination of real property governed by Texas Government Code, §
2001.091;
(6) discovery from parties regarding the
identity of witnesses or potential parties and expert reports governed by Texas
Government Code, §
2001.092,
and discovery from parties regarding copies of previous statements governed by
Texas Government Code, §
2001.093;
and
(7) requests for disclosure
governed by Texas Rule of Civil Procedure 194.
(b) Commissions to take depositions and
subpoenas to secure the attendance of a witness at hearing may only be issued
by an administrative law judge. To obtain a commission or a subpoena, a party
must file a motion which specifically articulates grounds constituting good
cause for the issuance of the subpoena and must pay all applicable
fees.
(c) Any motion to compel
discovery shall contain a certificate by the party filing the motion that
efforts to resolve the discovery dispute without the necessity of agency
intervention have been attempted and failed.
(d) Requirements concerning discovery
sanctions include the following.
(1) Motions
for sanctions or order compelling discovery. Upon reasonable notice to all
party representatives and affected persons, a party may apply to the
administrative law judge for an order compelling discovery. A party may not
request sanctions under paragraph (3) of this subsection without having first
obtained an order compelling discovery.
(2) Enforcement in district court. If a
person fails to comply with a subpoena or a commission for deposition issued by
an administrative law judge, the agency or party requesting the subpoena or
commission for deposition may seek its enforcement in district court in any
manner provided by law.
(3) Failure
to comply with order or with discovery request. If a party; or an officer,
director, or managing agency of a party; or a person designated to testify on
behalf of a party fails to comply with proper discovery requests or to obey an
order compelling discovery, an administrative law judge may, after opportunity
for hearing, issue orders in response to the failure, including any of the
following orders:
(A) preventing the
disobedient party from further discovery of any kind, or of a particular
kind;
(B) deeming any facts
pertaining to the order, or any other facts, to be established, as claimed by
the moving party;
(C) disallowing
the disobedient party from supporting or opposing designated claims or
defenses, or prohibiting the party from introducing designated matters in
evidence; and
(D) striking out
pleadings or parts of pleadings, staying further action until the order is
obeyed; dismissing the hearing with or without prejudice; or rendering a
judgment against the disobedient party.
(4) Abuse of discovery process. The
administrative law judge may impose any of the sanctions listed in paragraph
(3) of this subsection on a party who abuses the discovery process in seeking
or resisting discovery or who files a request, response, or answer that is
frivolous, oppressive, or made for the purpose of delay.
(5) Failure to respond to or supplement
discovery. A party who fails to respond to or supplement a discovery request or
refuses to supplement a response to a discovery request may not present
evidence that the party was under a duty to provide in a response or
supplemental response, and may not offer the testimony of an expert witness or
of any other person having knowledge of the discoverable matter, unless the
administrative law judge finds good cause to permit the evidence despite the
noncompliance. The burden of establishing good cause is upon the party offering
the evidence, and good cause must be shown in the record.
(6) Impermissible communications. Unless
permitted by law, party representatives shall not communicate with the
administrative law judge or the commissioner without the knowledge of all other
parties. The administrative law judge or commissioner may impose any of the
preceding sanctions for impermissible communication.
(7) Record of basis for sanction. The
administrative law judge shall state the specific basis for any sanction in the
record or in a written order.