Current through Reg. 50, No. 13; March 28, 2025
(a) Purpose.
This section implements the Public Utility Regulatory Act (PURA) §39.1025,
relating to Limitations on Telephone Solicitation, and the Texas Business &
Commerce Code Annotated (Bus. & Comm. Code) §44.103 relating to rules,
customer information, and isolated violations of the Texas no-call
list.
(b) Application. This section
applies to retail electric providers (REPs) as defined in §
25.5 of this title (relating to
Definitions). A REP acting as a telemarketer, as defined by §
26.37 of this title (relating to
Texas No-Call List), is also subject to the provisions of §
26.37 of this title.
(c) Definitions. The following words and
terms, when used in this section shall have the following meanings, unless the
context clearly indicates otherwise.
(1)
Consumer good or service--For purposes of this section, consumer good or
service has the same meaning as Business & Commerce Code §44.002(3)
relating to Definitions.
(2)
Electric no-call database--Database administered by the commission or its
designee that contains the names, addresses, telephone numbers and dates of
registration for all electric no-call registrants. Lists or other information
generated from the electric no-call database shall be deemed to be a part of
the database for purposes of enforcing this section.
(3) Electric no-call list--List that is
published and distributed as required by subsection (f)(2) of this
section.
(4) Electric no-call
registrant--A person who is either:
(A) An
electric customer who registered prior to May 27, 2005, by application and
payment of accompanying fee, for the electric no-call list; or
(B) A nonresidential electric customer who
registered on or after May 27, 2005, by application and payment of accompanying
fee, for the electric no-call list.
(5) Established business relationship--A
prior or existing relationship that has not been terminated by either party,
and that was formed by voluntary two-way communication between a person and a
consumer regardless of whether consideration was exchanged, regarding consumer
goods or services offered by the person.
(6) Telemarketing call--An unsolicited
telephone call made to:
(A) solicit a sale of
a consumer good or service;
(B)
solicit an extension of credit for a consumer good or service; or
(C) obtain information that may be used to
solicit a sale of a consumer good or service or to extend credit for
sale.
(7) Telephone
call--A call or other transmission that is made to or received at a telephone
number within an exchange in the state of Texas, including but not limited to:
(A) a call made by an automatic dial
announcing device (ADAD); or
(B) a
transmission to a facsimile recording device.
(8) Telemarkete--A person who makes or causes
to be made a telemarketing call that is made to a telephone number in an
exchange in the state of Texas.
(d) Requirement of REPs.
(1) A REP shall not make or cause to be made
a telemarketing call to a telephone number that has been published for more
than 60 calendar days on the electric no-call list.
(2) A REP shall purchase each published
version of the electric no-call list unless:
(A) the entirety of the REP's business is
comprised of telemarketing calls that are exempt pursuant to subsection (e) of
this section;
(B) a REP has a
written contractual agreement with another telemarketer to make telemarketing
calls on behalf of the REP and that telemarketer is contractually obligated to
comply with all requirements of this section. In the absence of a written
contract that requires the telemarketer to comply with all requirements of this
section, the REP and the telemarketer making telemarketing calls on behalf of
the REP are both liable for violations of this section.
(e) Exemptions. This section shall
not apply to a telemarketing call made:
(1)
By an electric no-call registrant that is the result of a solicitation by a REP
or in response to general media advertising by direct mail solicitations that
clearly, conspicuously, and truthfully make all disclosures required by federal
or state law;
(2) In connection
with:
(A) An established business
relationship; or
(B) A business
relationship that has been terminated, if the call is made before the later of:
(i) the date of publication of the first
electric no-call list on which the electric no-call registrant's telephone
number appears; or
(ii) one year
after the date of termination; or
(f) Electric no-call database.
(1) Administrator. The commission or its
designee shall establish and provide for the operation of the electric no-call
database.
(2) Distribution of
database.
(A) Timing. Beginning on April 1,
2002, the administrator of the electric no-call database will update and
publish the entire electric no-call list on January 1, April 1, July 1, and
October 1 of each year;
(B) Fees.
The electric no-call list shall be made available to subscribing REPs for a set
fee not to exceed $75 per list per quarter;
(C) Format. The commission or its designee
will make the electric no-call list available to subscribing REPs by:
(i) electronic internet access in a
downloadable format;
(ii) Compact
Disk Read Only Memory (CD-ROM) format;
(iii) paper copy, if requested by the REP;
and
(iv) any other format agreed
upon by the current administrator of the no-call database and the subscribing
REP.
(3)
Intended use of the electric no-call database and electric no-call list.
(A) The electric no-call database shall be
used only for the intended purposes of creating an electric no-call list and
promoting and furthering statutory mandates in accordance with PURA
§39.1025 and the Business & Commerce Code, Chapter 44 relating to
Telemarketing. Neither the electric no-call database nor a published electric
no-call list shall be transferred, exchanged or resold to a non-subscribing
entity, group, or individual, regardless of whether compensation is
exchanged.
(B) The no-call database
is not open to public inspection or disclosure.
(C) The administrator shall take all
necessary steps to protect the confidentiality of the no-call database and
prevent access to the no-call database by unauthorized parties.
(4) Penalties for misuse of
information. Improper use of the electric no-call database or a published
electric no-call list by the administrator, REPs, or any other person,
regardless of the method of attainment, shall be subject to administrative
penalties and enforcement provisions contained in §
22.246 of this title (relating to
Administrative Penalties).
(g) Notice. A REP shall provide notice of the
electric no-call list to its customers as specified by this subsection. In
addition to the required notice, the REP may engage in other forms of customer
notification.
(1) Content of notice. A REP
shall provide notice in compliance with §
25.473 of this title (relating to
Non-English Language Requirements) that, at a minimum, clearly explains the
following:
(A) Beginning January 1, 2002,
customers may add their name, address and telephone number to a state-sponsored
electric no-call list that is intended to limit the number of telemarketing
calls received relating to the customer's choice of REPs;
(B) When a customer who registers for
inclusion on the electric no-call list can expect to stop receiving
telemarketing calls on behalf of a REP;
(C) A customer must pay a fee to register for
the electric no-call list;
(D)
Registration of a telephone number on the electric no-call list expires on the
fifth anniversary of the date the number is first published on the
list;
(E) Registration of a
telephone number on the electric no-call list can be accomplished via the
United States Postal Service, Internet, or telephonically;
(F) The customer registration fee, which
cannot exceed five dollars per term, must be paid by credit card when
registering online or by telephone. When registering by mail, the fee must be
paid by credit card, check or money order;
(G) The toll-free telephone number, website
address, and mailing address for registration; and
(H) A customer that registers for inclusion
on the electric no-call list may continue to receive calls from telemarketers
other than REPs, and a statement that the customer may instead or may also
register for the Texas no-call list that is intended to limit telemarketing
calls regarding consumer goods and services in general, including electric
service.
(2) Publication
of notice. A REP shall include notice in its Terms of Service document or Your
Rights as a Customer disclosure. The notice shall be easily legible,
prominently displayed and comply with the requirements listed in paragraph (1)
of this subsection.
(3) Records of
customer notification. A REP shall provide a copy of records maintained under
the requirements of this subsection as specified by §
25.491 of this title (relating to
Record Retention and Reporting Requirements).
(h) Violations.
(1) Separate occurrence. Each telemarketing
call to a telephone number on the electric no-call list shall be deemed a
separate occurrence.
(2) Isolated
occurrence. A telemarketing call made to a number on the electric no-call list
is not a violation of this section if the telemarketer complies with section
(d)(2) and the telemarketing call is determined by the commission to be an
isolated occurrence.
(A) An isolated
occurrence is an event, action, or occurrence that arises unexpectedly and
unintentionally, and is caused by something other than a failure to implement
or follow reasonable procedures. An isolated occurrence may involve more than
one separate occurrence, but it does not involve a pattern or
practice.
(B) The burden to prove
that the telemarketing call was made in error and was an isolated occurrence
rests upon the REP who made (or caused to be made) the call. In order for a REP
to assert as an affirmative defense that a potential violation of this section
was an isolated occurrence, the REP must provide evidence of the following:
(i) The REP has purchased the most recently
published update to the electric no-call list, unless the entirety of the REP's
business is comprised of making or causing to be made telemarketing calls that
are exempt pursuant to subsection (e) of this section and the REP can provide
sufficient proof of such;
(ii) The
REP has adopted and implemented written procedures to ensure compliance with
this section and effectively prevent telemarketing calls that are in violation
of this section, including taking corrective actions when
appropriate;
(iii) The REP has
trained its personnel in the established procedures; and
(iv) The telemarketing call that violated
this section was made contrary to the policies and procedures established by
the REP.
(i) Record retention; Provision of records;
Presumptions.
(1) A REP shall maintain a
record of all telephone numbers it has attempted to contact for telemarketing
purposes, a record of all telephone numbers it has contacted for telemarketing
purposes, and the date of each, for a period of not less than 24 months from
the date the telemarketing call was attempted or completed.
(2) Upon request from the commission or
commission staff, a REP shall provide, within 21 calendar days, all information
in its possession and upon which it relies to demonstrate compliance with this
section, relating to the commission's investigation of potential violations of
the no-call list including, but not limited to, the call logs or phone records
described in subsection (i)(1).
(3)
Failure by a REP to respond, or to produce all information in its possession
and upon which it relies to demonstrate compliance with this section, within
the time specified in paragraph (2) of this subsection establishes a violation
of this section.
(4) In response to
a request from the commission pursuant to paragraph (2) of this subsection, a
REP's failure to produce all telemarketing information in its possession and
upon which it relies to demonstrate compliance with this section and, if
applicable, to establish an affirmative defense pursuant to subsection
(h)(2)(B) of this section, within the time specified in paragraph (2) of this
subsection establishes a violation of this section.
(j) Evidence. Evidence provided by the
customer that meets the standards set out in Texas Government Code §
2001.081, including,
but not limited to, one or more affidavits from the recipient of a
telemarketing call is admissible to enforce the provisions of this
section.
(k) Enforcement and
penalties. The commission has jurisdiction to investigate REP violations of
this section, as specified in §
25.492 of this title (relating to
Non-Compliance with Rules or Orders; Enforcement by the Commission).