South Dakota Administrative Rules
Title 20 - PUBLIC SAFETY
Article 20:08 - SECURITIES
Chapter 20:08:07 - Notice filings for covered securities and registration exemptions
- Section 20:08:07:01 - Notice filing for open-end investment companies
- Section 20:08:07:02 - Notice filing for closed-end investment companies
- Section 20:08:07:03 - Notice filing for unit investment trusts
- Section 20:08:07:03.01 - Notice filing for face-amount certificate company
- Section 20:08:07:03.02 - Notice filing for Rule 504, and 506 Reg. D offerings
- Section 20:08:07:04 - Notice filing for Rule 506 Reg. D offerings.Repealed
- Section 20:08:07:05 - Notice filing for industrial revenue bonds.Repealed
- Section 20:08:07:06 - Other covered securities.Repealed
- Section 20:08:07:07 - Institutional buyer definition.Repealed
- Section 20:08:07:08 - Excluded securities.Repealed
- Section 20:08:07:09 - Government issued securities.Repealed
- Section 20:08:07:10 - Credit enhancements.Repealed
- Section 20:08:07:11 - Bank securities.Repealed
- Section 20:08:07:12 - Securities listed on exchanges.Repealed
- Section 20:08:07:13 - Nonprofit corporations
- Section 20:08:07:14 - Commercial paper.Repealed
- Section 20:08:07:15 - Employee stock purchase plan.Repealed
- Section 20:08:07:16 - Notice requirements for employee stock purchase plan.Repealed
- Section 20:08:07:17 - Foreign cooperatives
- Section 20:08:07:18 - Isolated non-issuer transaction.Repealed
- Section 20:08:07:19 - Secondary trading.Repealed
- Section 20:08:07:20 - Unsolicited orders
- Section 20:08:07:21 - Real estate and mortgage-backed securities
- Section 20:08:07:22 - Original incorporator and subscriber.Repealed
- Section 20:08:07:23 - Sales to existing security holders/standby commissions
- Section 20:08:07:24 - Limited offerings general rules
- Section 20:08:07:25 - Intrastate limited offering transactional exemption
- Section 20:08:07:26 - Uniform limited offering exemption - Reg. A, Reg. D, Rule 504, Rule 505, and SCOR.Repealed
- Section 20:08:07:27 - Testing-the-waters exemption
- Section 20:08:07:28 - Preliminary offering circulars.Repealed
- Section 20:08:07:29 - Model accredited investor exemption
- Section 20:08:07:30 - Manual exemption
- Section 20:08:07:31 - Viatical settlements
- Section 20:08:07:32 - Canadian-United States cross-border trading exemption
- Section 20:08:07:33 - Church extension fund securities
- Section 20:08:07:34 - Solicitation of interest
- Section 20:08:07:35 - Merger and consolidation
- Section 20:08:07:36 - Designated foreign jurisdiction
- Section 20:08:07:37 - Twenty-five purchasers exempt transaction
- Section 20:08:07:38 - Entities for economic development
- Section 20:08:07:39 - Isolated non-issuer exemption
- Section 20:08:07:40 - Request for Transactional Exemption Pursuant to a Fairness Determination
- Section 20:08:07:41 - Notice Filing Requirement for Federal Crowdfunding Offerings
- Section 20:08:07:42 - Notice Filing Requirement for Regulation A - Tier 2 Offering
- Section 20:08:07:43 - Transactional exemption from registration of issuers that comply with ongoing reporting requirements under Tier 2 of Regulation A
- Appendix A - Statement of Issuer Form, repealed, 37 SDR 112, effective December 9, 2010
- Appendix B - Report of Sales Form, repealed, 37 SDR 112, effective December 9, 2010
- Appendix C - Consent to Service of Process Form U-2, repealed, 37 SDR 112, effective December 9, 2010
- Appendix D - Form D, repealed, 37 SDR 112, effective December 9, 2010
- Appendix E - Solicitation of Interest Form, repealed, 37 SDR 112, effective December 9, 2010
- Appendix F - Model Accredited Investor Form, repealed, 37 SDR 112, effective December 9, 2010
- Appendix G - Form NF, repealed, 37 SDR 112, effective December 9, 2010
Disclaimer: These regulations may not be the most recent version. South Dakota may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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