South Dakota Administrative Rules
Title 20 - PUBLIC SAFETY
Article 20:08 - SECURITIES
Chapter 20:08:04 - Registration requirements and procedures
- Section 20:08:04:01 - Definitions.Repealed
- Section 20:08:04:02 - Selling expenses.Repealed
- Section 20:08:04:03 - Expense limitation for mutual funds.Repealed
- Section 20:08:04:04 - Options to underwriters.Repealed
- Section 20:08:04:05 - Selling security holders.Repealed
- Section 20:08:04:06 - Offering price.Repealed
- Section 20:08:04:07 - Offering price of common stock of issuers not in the promotional or developmental stage.Repealed
- Section 20:08:04:08 - Corporations no longer in the promotional or developmental stage.Repealed
- Section 20:08:04:09 - Cheap stock.Repealed
- Section 20:08:04:10 - Offering price of common stock of issuers in the promotional or developmental stage.Repealed
- Section 20:08:04:11 - Significant earnings.Repealed
- Section 20:08:04:12 - Options and warrants issued to financial institutions.Repealed
- Section 20:08:04:13 - Qualified options and warrants issued to employees and directors.Repealed
- Section 20:08:04:14 - Nonqualified options and warrants issued to employees and directors.Repealed
- Section 20:08:04:15 - Dilution.Repealed
- Section 20:08:04:16 - Escrow of cheap stock.Repealed
- Section 20:08:04:17 - Release from escrow.Repealed
- Section 20:08:04:18 - Transfer of escrowed shares.Repealed
- Section 20:08:04:19 - Rights of escrowed shares.Repealed
- Section 20:08:04:20 - Voting rights of escrowed shares.Repealed
- Section 20:08:04:21 - Terms of escrow in prospectus.Repealed
- Section 20:08:04:22 - Escrow agent.Repealed
- Section 20:08:04:23 - Promoters' investment.Repealed
- Section 20:08:04:24 - Equity investment of promoters.Repealed
- Section 20:08:04:25 - Preferred stock.Repealed
- Section 20:08:04:26 - Debentures.Repealed
- Section 20:08:04:27 - Acquisitions.Repealed
- Section 20:08:04:28 - Promotional companies.Repealed
- Section 20:08:04:29 - Application of preferred stock and debentures rules - Exemptions.Repealed
- Section 20:08:04:30 - Right of preferred shareholders to representation on board of directors.Repealed
- Section 20:08:04:31 - Protective provisions for preferred shares.Repealed
- Section 20:08:04:32 - Nonconvertible debt securities.Repealed
- Section 20:08:04:33 - Trust indentures.Repealed
- Section 20:08:04:34 - Convertible senior securities.Repealed
- Section 20:08:04:35 - Assessments.Repealed
- Section 20:08:04:36 - Restrictions on transfer.Repealed
- Section 20:08:04:37 - Open-end investment companies.Repealed
- Section 20:08:04:38 - Open-end investment companies - Cash and cash equivalents.Repealed
- Section 20:08:04:39 - Open-end investment companies - Restrictions on investments.Repealed
- Section 20:08:04:40 - Open-end investment companies - Prohibited investments.Repealed
- Section 20:08:04:41 - Open-end investment companies - Disclosure of investment policies.Repealed
- Section 20:08:04:42 - Open-end investment companies - Net assets required.Repealed
- Section 20:08:04:43 - Open-end investment companies - Redemption fee.Repealed
- Section 20:08:04:44 - Open-end investment companies - Use of affiliated broker-dealers.Repealed
- Section 20:08:04:45 - Open-end investment companies - Notification of noncompliance.Repealed
- Section 20:08:04:46 - Closed-end investment companies.Repealed
- Section 20:08:04:47 - Closed-end investment companies - Restrictions on investments.Repealed
- Section 20:08:04:48 - Closed-end investment companies - Legend required.Repealed
- Section 20:08:04:49 - Transactions with affiliates.Repealed
- Section 20:08:04:50 - Control.Repealed
- Section 20:08:04:51 - Transactions with affiliates - Authorization.Repealed
- Section 20:08:04:52 - Loans to affiliates.Repealed
- Section 20:08:04:53 - Existing loans to affiliates.Repealed
- Section 20:08:04:54 - Disclosure of affiliate transactions.Repealed
- Section 20:08:04:55 - Real estate programs.Repealed
- Section 20:08:04:56 - Oil and gas programs.Repealed
- Section 20:08:04:57 - Publicly offered cattle feeding programs.Repealed
- Section 20:08:04:58 - Church bonds.Repealed
- Section 20:08:04:59 - Nonprofit health care facility offerings.Repealed
- Section 20:08:04:60 - Real estate investment trusts.Repealed
- Section 20:08:04:61 - Commodity pool programs.Repealed
- Section 20:08:04:62 - Equipment programs.Repealed
- Section 20:08:04:63 - Blind pools.Repealed
- Section 20:08:04:64 - Variable annuities companies and trusts.Repealed
- Section 20:08:04:65 - Variable annuities companies and trusts - Applications.Repealed
- Section 20:08:04:66 - Variable annuities companies and trusts - Load permitted.Repealed
- Section 20:08:04:67 - Variable annuities companies and trusts - Classes of securities.Repealed
- Section 20:08:04:68 - Variable annuities companies and trusts - Change in securities.Repealed
- Section 20:08:04:69 - Variable annuities companies and trusts - Source of distributions.Repealed
- Section 20:08:04:70 - Variable annuities companies and trusts - Inspection of records.Repealed
- Section 20:08:04:71 - Variable annuities companies and trusts - Fees and expenses.Repealed
- Section 20:08:04:72 - Variable annuities companies and trusts - Independent contractors.Repealed
- Section 20:08:04:73 - Variable annuities companies and trusts - Prohibited activities.Repealed
- Section 20:08:04:74 - Additional requirements for variable annuities trusts.Repealed
- Section 20:08:04:75 - Registration by coordination or qualification.Repealed
- Section 20:08:04:76 - Submission of financial statements.Repealed
- Section 20:08:04:77 - Submission of financial statements - Accountant's report.Repealed
- Section 20:08:04:78 - Impoundment conditions - When required.Repealed
- Section 20:08:04:79 - Operation of impoundment conditions.Repealed
- Section 20:08:04:80 - Impoundment - Subscription agreements.Repealed
- Section 20:08:04:81 - Impoundment - Purchase receipts.Repealed
- Section 20:08:04:82 - Impoundment agent.Repealed
- Section 20:08:04:83 - Impoundment agreement.Repealed
- Section 20:08:04:84 - Release of proceeds.Repealed
- Section 20:08:04:85 - Insufficiency of proceeds.Repealed
- Section 20:08:04:86 - Purchase of securities subject to impoundment by officer, director, promoter underwriter, affiliate, or associate.Repealed
- Section 20:08:04:87 - Removal of impoundment conditions.Repealed
- Section 20:08:04:88 - Requests for variance.Repealed
- Section 20:08:04:89 - Legend required.Repealed
- Section 20:08:04:90 - Quarterly reports.Repealed
- Section 20:08:04:91 - Semiannual reports.Repealed
- Section 20:08:04:92 - Annual reports.Repealed
- Section 20:08:04:93 - Final reports.Repealed
- Section 20:08:04:94 - Sales and advertising literature.Repealed
- Section 20:08:04:95 - Deceptive or misleading promotional practices.Repealed
- Section 20:08:04:96 - Advertisements which need not be filed.Repealed
- Section 20:08:04:97 - Use of rankings or ratings of direct participation programs.Repealed
- Section 20:08:04:98 - Public inspection of records.Repealed
- Section 20:08:04:99 - Records subject to public inspection.Repealed
- Section 20:08:04:100 - Confidentiality of private offerings. Repealed
- Section 20:08:04:101 - Requirements for confidential treatment.Repealed
- Section 20:08:04:102 - Requests for confidentiality.Repealed
- Section 20:08:04:103 - Denial of request.Repealed
- Section 20:08:04:104 - Granting of requests.Repealed
- Section 20:08:04:105 - Disclosure of confidential information.Repealed
- Section 20:08:04:106 - Transmittal of forms by facsimile machine.Repealed
- Section 20:08:04:107 - Stop orders.Repealed
- Section 20:08:04:108 - Service of stop orders.Repealed
- Section 20:08:04:109 - Request for hearing.Repealed
- Section 20:08:04:110 - Hearing date.Repealed
- Section 20:04:08:111 - Repealed
- Section 20:04:08:112 - Repealed
- Section 20:08:04:113 - Procedures and evidence.Repealed
- Section 20:08:04:114 - Registration of securities by coordination
- Section 20:08:04:115 - Registration of securities by qualification
- Section 20:08:04:116 - Advertising
- Appendix A - Quarterly and/or Final Report of Sales of Securities, repealed, 37 SDR 112, effective December 9, 2010
Disclaimer: These regulations may not be the most recent version. South Dakota may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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