South Dakota Administrative Rules
Title 20 - PUBLIC SAFETY
Article 20:08 - SECURITIES
Chapter 20:08:03 - Broker-dealer and agent rules
Section 20:08:03:11 - Notice of net capital deficiency
Universal Citation: SD Admin Rules 20:08:03:11
Current through Register Vol. 50, page 114, March 25, 2024
A broker-dealer shall file with the director an immediate notice whenever the net capital of the broker-dealer is less than is required in § 20:08:03:04.
General Authority: SDCL 47-31B-605(a)(1).
Law Implemented: SDCL 47-31B-411(c).
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