Current through Register Vol. 48, No. 9, September 27, 2024
Principle 1.
Occupational therapy personnel shall demonstrate a concern for the well-being
and safety of the recipients of their services and shall:
A. Provide appropriate evaluation and a plan
of intervention for recipients of occupational therapy services specific to
their needs.
B. Reevaluate and
reassess recipients of service in a timely manner to determine whether goals
are being achieved and whether intervention plans should be revised.
C. Use, to the extent possible, evaluation,
planning, intervention techniques, assessments, and therapeutic equipment that
are evidence-based, current, and within the recognized scope of occupational
therapy practice.
D. Ensure that
all duties delegated to other occupational therapy personnel are congruent with
credentials, qualifications, experience, competency, and scope of practice with
respect to service delivery, supervision, fieldwork education, and
research.
E. Provide occupational
therapy services, including education and training, that are within each
practitioner's level of competence and scope of practice.
F. Take steps (e.g., continuing education,
research, supervision, training) to ensure proficiency, use careful judgment,
and weigh potential for harm when generally recognized standards do not exist
in emerging technology or areas of practice.
G. Maintain competency by ongoing
participation in education relevant to one's practice area.
H. Terminate occupational therapy services in
collaboration with the service recipient or responsible party when the services
are no longer beneficial.
I. Refer
to other providers when indicated by the needs of the client.
J. Conduct and disseminate research in
accordance with currently accepted ethical guidelines and standards for the
protection of research participants, including determination of potential risks
and benefits.
Principle
2. Occupational therapy personnel shall refrain from actions that
cause harm and shall:
A. Avoid inflicting harm
or injury to recipients of occupational therapy services, students, research
participants, or employees.
B.
Avoid abandoning the service recipient by facilitating appropriate transitions
when unable to provide services for any reason.
C. Recognize and take appropriate action to
remedy personal problems and limitations that might cause harm to recipients of
service, colleagues, students, research participants, or others.
D. Avoid any undue influences that may impair
practice and compromise the ability to safely and competently provide
occupational therapy services, education, or research.
E. Address impaired practice and when
necessary report to the appropriate authorities.
F. Avoid dual relationships, conflicts of
interest, and situations in which a practitioner, educator, student,
researcher, or employer is unable to maintain clear professional boundaries or
objectivity.
G. Avoid engaging in
sexual activity with a recipient of service, including the client's family or
significant other, student, research participant, or employee, while a
professional relationship exists.
H. Avoid compromising the rights or
well-being of others based on arbitrary directives (e.g., unrealistic
productivity expectations, falsification of documentation, inaccurate coding)
by exercising professional judgment and critical analysis.
I. Avoid exploiting any relationship
established as an occupational therapy clinician, educator, or researcher to
further one's own physical, emotional, financial, political, or business
interests at the expense of recipients of services, students, research
participants, employees, or colleagues.
J. Avoid bartering for services when there is
the potential for exploitation and conflict of interest.
Principle 3. Occupational therapy personnel
shall respect the right of the individual to self-determination, privacy,
confidentiality, and consent, and shall:
A.
Respect and honor the expressed wishes of recipients of service.
B. Fully disclose the benefits, risks, and
potential outcomes of any intervention; the personnel who will be providing the
intervention; and any reasonable alternatives to the proposed
intervention.
C. Obtain consent
after disclosing appropriate information and answering any questions posed by
the recipient of service or research participant to ensure
voluntariness.
D. Establish a
collaborative relationship with recipients of service and relevant stakeholders
to promote shared decision making.
E. Respect the client's right to refuse
occupational therapy services temporarily or permanently, even when that
refusal has potential to result in poor outcomes.
F. Refrain from threatening, coercing, or
deceiving clients to promote compliance with occupational therapy
recommendations.
G. Respect a
research participant's right to withdraw from a research study without
penalty.
H. Maintain the
confidentiality of all verbal, written, electronic, augmentative, and nonverbal
communications, in compliance with applicable laws, including all aspects of
privacy laws and exceptions thereto (e.g., Health Insurance Portability and
Accountability Act [
Pub.
L. 104-191 ], Family Educational Rights and
Privacy Act [ Pub. L. 93-380 ]).
I.
Display responsible conduct and discretion when engaging in social networking,
including but not limited to refraining from posting protected health
information.
J. Facilitate
comprehension and address barriers to communication (e.g., aphasia; differences
in language, literacy, culture) with the recipient of service (or responsible
party), student, or research participant.
Principle 4. Occupational therapy personnel
shall promote fairness and objectivity in the provision of occupational therapy
services and shall:
A. Respond to requests for
occupational therapy services (e.g., a referral) in a timely manner as
determined by law, regulation, or policy.
B. Assist those in need of occupational
therapy services in securing access through available means.
C. Address barriers in access to occupational
therapy services by offering or referring clients to financial aid, charity
care, or pro bono services within the parameters of organizational
policies.
D. Advocate for changes
to systems and policies that are discriminatory or unfairly limit or prevent
access to occupational therapy services.
E. Maintain awareness of current laws and
policies that apply to the profession of occupational therapy.
F. Inform employers, employees, colleagues,
students, and researchers of applicable policies and laws.
G. Hold requisite credentials for the
occupational therapy services they provide in academic, research, physical, or
virtual work settings.
H. Provide
appropriate supervision in accordance with relevant law.
I. Obtain all necessary approvals prior to
initiating research activities.
J.
Refrain from accepting gifts that would unduly influence the therapeutic
relationship or have the potential to blur professional boundaries, and adhere
to employer policies when offered gifts.
K. Report to appropriate authorities any acts
in practice, education, and research that are unethical or illegal.
L. Collaborate with employers to formulate
policies and procedures in compliance with legal, regulatory, and ethical
standards and work to resolve any conflicts or inconsistencies.
M. Bill and collect fees legally and justly
in a manner that is fair, reasonable, and commensurate with services
delivered.
N. Ensure compliance
with relevant laws and promote transparency when participating in a business
arrangement as owner, stockholder, partner, or employee.
O. Ensure that documentation for
reimbursement purposes is done in accordance with applicable laws, guidelines,
and regulations.
P. Refrain from
participating in any action resulting in unauthorized access to educational
content or exams (including but not limited to sharing test questions,
unauthorized use of or access to content or codes, or selling access or
authorization codes).
Principle
5. Occupational therapy personnel shall provide comprehensive,
accurate, and objective information when representing the profession and shall:
A. Represent credentials, qualifications,
education, experience, training, roles, duties, competence, contributions, and
findings accurately in all forms of communication.
B. Refrain from using or participating in the
use of any form of communication that contains false, fraudulent, deceptive,
misleading, or unfair statements or claims.
C. Record and report in an accurate and
timely manner and in accordance with applicable regulations all information
related to professional or academic documentation and activities.
D. Identify and fully disclose to all
appropriate persons errors or adverse events that compromise the safety of
service recipients.
E. Ensure that
all marketing and advertising are truthful, accurate, and carefully presented
to avoid misleading recipients of service, research participants, or the
public.
F. Describe the type and
duration of occupational therapy services accurately in professional contracts,
including the duties and responsibilities of all involved parties.
G. Be honest, fair, accurate, respectful, and
timely in gathering and reporting fact-based information regarding employee job
performance and student performance.
H. Give credit and recognition when using the
ideas and work of others in written, oral, or electronic media (i.e., do not
plagiarize).
I. Provide students
with access to accurate information regarding educational requirements and
academic policies and procedures relative to the occupational therapy program
or educational institution.
J.
Maintain privacy and truthfulness when using telecommunication in the delivery
of occupational therapy services.
Principle 6. Occupational therapy personnel
shall treat clients, colleagues, and other professionals with respect,
fairness, discretion, and integrity, and shall:
A. Preserve, respect, and safeguard private
information about employees, colleagues, and students unless otherwise mandated
or permitted by relevant laws.
B.
Address incompetent, disruptive, unethical, illegal, or impaired practice that
jeopardizes the safety or well-being of others and team
effectiveness.
C. Avoid conflicts
of interest or conflicts of commitment in employment, volunteer roles, or
research.
D. Avoid using one's
position (employee or volunteer) or knowledge gained from that position in such
a manner as to give rise to real or perceived conflict of interest.
E. Be diligent stewards of human, financial,
and material resources of their employers, and refrain from exploiting these
resources for personal gain.
F.
Refrain from verbal, physical, emotional, or sexual harassment of peers or
colleagues.
G. Refrain from
communication that is derogatory, intimidating, or disrespectful and that
unduly discourages others from participating in professional
dialogue.
H. Promote collaborative
actions and communication as a member of interprofessional teams to facilitate
quality care and safety for clients.
I. Respect the practices, competencies,
roles, and responsibilities of their own and other professions to promote a
collaborative environment reflective of interprofessional teams.
J. Use conflict resolution and internal and
alternative dispute resolution resources as needed to resolve organizational
and interpersonal conflicts, as well as perceived institutional ethics
violations.
K. Abide by policies,
procedures, and protocols when serving or acting on behalf of a professional
organization or employer to fully and accurately represent the organization's
official and authorized positions.
L. Refrain from actions that reduce the
public's trust in occupational therapy.
M. Self-identify when personal, cultural, or
religious values preclude, or are anticipated to negatively affect, the
professional relationship or provision of services, while adhering to
organizational policies when requesting an exemption from service to an
individual or group on the basis of conflict of conscience.