Current through Register Vol. 48, No. 9, September 27, 2024
(a) Scope. Concentrated animal feeding
operations (CAFOs), as defined in paragraph (b) of this section or designated
in accordance with paragraph (c) of this section, are point sources, subject to
NPDES permitting requirements as provided in this section. Once an animal
feeding operation is defined as a CAFO for at least one type of animal, the
NPDES requirements for CAFOs apply with respect to all animals in confinement
at the operation and all manure, litter, and process wastewater generated by
those animals or the production of those animals, regardless of the type of
animal.
(b) Definitions applicable
to this section:
(1) "Animal feeding
operation (AFO)" means a lot or facility (other than an aquatic animal
production facility) where the following conditions are met:
(i) Animals (other than aquatic animals) have
been, are, or will be stabled or confined and fed or maintained for a total of
forty-five (45) days or more in any twelve (12)-month period, and
(ii) Crops, vegetation, forage growth, or
post-harvest residues are not sustained in the normal growing season over any
portion of the lot or facility.
(2) "Concentrated animal feeding operation
(CAFO)" means an AFO that is defined as a Large CAFO or as a Medium CAFO by the
terms of this paragraph, or that is designated as a CAFO in accordance with
paragraph (c) of this section. Two or more AFOs under common ownership are
considered to be a single AFO for the purposes of determining the number of
animals at an operation, if they adjoin each other or if they use a common area
or system for the disposal of wastes.
(3) The term "land application area" means
land under the control of an AFO owner or operator, whether it is owned,
rented, or leased, to which manure, litter, or process wastewater from the
production area is or may be applied.
(4) "Large concentrated animal feeding
operation (Large CAFO)." An AFO is defined as a Large CAFO if it stables or
confines as many as or more than the numbers of animals specified in any of the
following categories:
(i) 700 mature dairy
cows, whether milked or dry;
(ii)
1,000 veal calves;
(iii) 1,000
cattle other than mature dairy cows or veal calves. The term cattle includes
but is not limited to heifers, steers, bulls, and cow/calf pairs;
(iv) 2,500 swine, each weighing fifty-five
pounds (55 lbs) or more;
(v) 10,000
swine, each weighing less than fifty-five pounds (55 lbs);
(vi) 500 horses;
(vii) 10,000 sheep or lambs;
(viii) 55,000 turkeys;
(ix) 30,000 laying hens or broilers, if the
AFO uses a liquid manure handling system;
(x) 125,000 chickens (other than laying
hens), if the AFO uses other than a liquid manure handling system;
(xi) 82,000 laying hens, if the AFO uses
other than a liquid manure handling system;
(xii) 30,000 ducks, if the AFO uses other
than a liquid manure handling system; or (xiii) 5,000 ducks, if the AFO uses a
liquid manure handling system.
(5) The term "manure" is defined to include
manure, bedding, compost, and raw materials or other materials commingled with
manure or set aside for disposal.
(6) "Medium concentrated animal feeding
operation (Medium CAFO)." The term Medium CAFO includes any AFO with the type
and number of animals that fall within any of the ranges listed in paragraph
(b)(6)(i) of this section and which has been defined or designated as a CAFO.
An AFO is defined as a Medium CAFO if:
(i) The
type and number of animals that it stables or confines falls within any of the
following ranges:
(A) 200 to 699 mature dairy
cows, whether milked or dry;
(B)
300 to 999 veal calves;
(C) 300 to
999 cattle other than mature dairy cows or veal calves. The term cattle
includes, but is not limited to, heifers, steers, bulls, and cow/calf
pairs;
(D) 750 to 2,499 swine each
weighing fifty-five pounds (55 lbs) or more;
(E) 3,000 to 9,999 swine each weighing less
than fifty-five pounds (55 lbs);
(F) 150 to 499 horses;
(G) 3,000 to 9,999 sheep or lambs;
(H) 16,500 to 54,999 turkeys;
(I) 9,000 to 29,999 laying hens or broilers,
if the AFO uses a liquid manure handling system;
(J) 37,500 to 124,999 chickens (other than
laying hens), if the AFO uses other than a liquid manure handling
system;
(K) 25,000 to 81,999 laying
hens, if the AFO uses other than a liquid manure handling system;
(L) 10,000 to 29,999 ducks, if the AFO uses
other than a liquid manure handling system; or
(M) 1,500 to 4,999 ducks, if the AFO uses a
liquid manure handling system; and
(ii) Either one of the following conditions
is met:
(A) Pollutants are discharged into
waters of the United States through a man-made ditch, flushing system, or other
similar man-made device; or
(B)
Pollutants are discharged directly into waters of the United States which
originate outside of and pass over, across, or through the facility or
otherwise come into direct contact with the animals confined in the
operation.
(7) "Process wastewater" means water directly
or indirectly used in the operation of the AFO for any or all of the following:
spillage or overflow from animal or poultry watering systems; washing,
cleaning, or flushing pens, barns, manure pits, or other AFO facilities; direct
contact swimming, washing, or spray cooling of animals; or dust control.
Process wastewater also includes any water which comes into contact with any
raw materials, products, or byproducts including manure, litter, feed, milk,
eggs, or bedding.
(8) "Production
area" means that part of an AFO that includes the animal confinement area, the
manure storage area, the raw materials storage area, and the waste containment
areas. The animal confinement area includes but is not limited to open lots,
housed lots, feedlots, confinement houses, stall barns, free stall barns,
milkrooms, milking centers, cowyards, barnyards, medication pens, walkers,
animal walkways, and stables. The manure storage area includes but is not
limited to lagoons, runoff ponds, storage sheds, stockpiles, under-house or pit
storages, liquid impoundments, static piles, and composting piles. The raw
materials storage area includes but is not limited to feed silos, silage
bunkers, and bedding materials. The waste containment area includes but is not
limited to settling basins, and areas within berms and diversions which
separate uncontaminated storm water. Also included in the definition of
production area is any egg washing or egg processing facility, and any area
used in the storage, handling, treatment, or disposal of mortalities.
(9) "Small concentrated animal feeding
operation (Small CAFO)." An AFO that is designated as a CAFO and is not a
Medium CAFO.
(c) How may
an AFO be designated as a CAFO? The appropriate authority (i.e., the Department
or Regional Administrator, or both, as specified in paragraph (c)(1) of this
section) may designate any AFO as a CAFO upon determining that it is a
significant contributor of pollutants to waters of the United States.
(1) Who may designate? Designations may be
made by the Department. The Regional Administrator may also designate CAFOs but
only where the Regional Administrator has determined that one or more
pollutants in the AFO's discharge contributes to an impairment in a downstream
or adjacent state or Indian country water that is impaired for that
pollutant.
(2) In making this
designation, the Department or the Regional Administrator shall consider the
following factors:
(i) The size of the AFO and
the amount of wastes reaching waters of the United States;
(ii) The location of the AFO relative to
waters of the United States;
(iii)
The means of conveyance of animal wastes and process wastewaters into waters of
the United States;
(iv) The slope,
vegetation, rainfall, and other factors affecting the likelihood or frequency
of discharge of animal wastes, manure, and process wastewaters into waters of
the United States; and
(v) Other
relevant factors.
(3) No
AFO shall be designated under this paragraph unless the Department or the
Regional Administrator has conducted an on-site inspection of the operation and
determined that the operation should and could be regulated under the permit
program. In addition, no AFO with numbers of animals below those established in
paragraph (b)(6) of this section may be designated as a CAFO unless:
(i) Pollutants are discharged into waters of
the United States through a manmade ditch, flushing system, or other similar
man-made device; or
(ii) Pollutants
are discharged directly into waters of the United States which originate
outside of the facility and pass over, across, or through the facility or
otherwise come into direct contact with the animals confined in the
operation.
(d) NPDES permit authorization -
(1) Permit Requirement. A CAFO must not
discharge unless the discharge is authorized by an NPDES permit. In order to
obtain authorization under an NPDES permit, the CAFO owner or operator must
either apply for an individual NPDES permit or submit a notice of intent for
coverage under an NPDES general permit.
(2) Information to submit with permit
application or notice of intent. An application for an individual permit must
include the information specified in section
122.21. A notice of intent for a
general permit must include the information specified in sections
122.21 and
122.28.
(3) Information to submit with permit
application. A permit application for an individual permit must include the
information specified in section
122.21. A notice of intent for a
general permit must include the information specified in sections
122.21 and
122.28.
(e) Land application discharges from a CAFO
are subject to NPDES requirements. The discharge of manure, litter, or process
wastewater to waters of the United States from a CAFO as a result of the
application of that manure, litter, or process wastewater by the CAFO to land
areas under its control is a discharge from that CAFO subject to NPDES permit
requirements, except where it is an agricultural stormwater discharge as
provided in 33 U.S.C.
1362(14). For purposes of
this paragraph, where the manure, litter, or process wastewater has been
applied in accordance with site-specific nutrient management practices that
ensure appropriate agricultural utilization of the nutrients in the manure,
litter, or process wastewater, as specified in section
122.42(e)(1)(vi) through
(ix), a precipitation-related discharge of
manure, litter, or process wastewater from land areas under the control of a
CAFO is an agricultural stormwater discharge.
(1) For unpermitted Large CAFOs, a
precipitation-related discharge of manure, litter, or process wastewater from
land areas under the control of a CAFO shall be considered an agricultural
stormwater discharge only where the manure, litter, or process wastewater has
been land applied in accordance with site-specific nutrient management
practices that ensure appropriate agricultural utilization of the nutrients in
the manure, litter, or process wastewater, as specified in section
122.42(e)(1)(vi) through
(ix).
(2) Unpermitted Large CAFOs must maintain
documentation specified in section
122.42(e)(1)(ix)
either on site or at a nearby office, or otherwise make such documentation
readily available to the Department or Regional Administrator upon
request.
(f) By when
must the owner or operator of a CAFO have an NPDES permit if it discharges? A
CAFO must be covered by a permit at the time that it discharges.
(h) Procedures for CAFOs seeking coverage
under a general permit.
(1) CAFO owners or
operators must submit a notice of intent when seeking authorization to
discharge under a general permit in accordance with section
122.28(b). The
Department must review notices of intent submitted by CAFO owners or operators
to ensure that the notice of intent includes the information required by
section 122.21(i)(1),
including a nutrient management plan that meets the requirements of section
122.42(e) and
applicable effluent limitations and standards, including those specified in 40
CFR part 412 . When additional information is necessary to complete the notice
of intent or clarify, modify, or supplement previously submitted material, the
Department may request such information from the owner or operator. If the
Department makes a preliminary determination that the notice of intent meets
the requirements of sections
122.21(i)(1) and
122.42(e), the
Department must notify the public of the Department's proposal to grant
coverage under the permit to the CAFO and make available for public review and
comment the notice of intent submitted by the CAFO, including the CAFO's
nutrient management plan, and the draft terms of the nutrient management plan
to be incorporated into the permit. The process for submitting public comments
and hearing requests, and the hearing process if a request for a hearing is
granted, must follow the procedures applicable to draft permits set forth in
40 CFR
124.11 through
124.13. The Department may
establish, either by regulation or in the general permit, an appropriate period
of time for the public to comment and request a hearing that differs from the
time period specified in 40
CFR 124.10. The Department must respond to
significant comments received during the comment period, as provided in
40 CFR
124.17, and, if necessary, require the CAFO
owner or operator to revise the nutrient management plan in order to be granted
permit coverage. When the Department authorizes coverage for the CAFO owner or
operator under the general permit, the terms of the nutrient management plan
shall become incorporated as terms and conditions of the permit for the CAFO.
The Department shall notify the CAFO owner or operator and inform the public
that coverage has been authorized and of the terms of the nutrient management
plan incorporated as terms and conditions of the permit applicable to the
CAFO.
(2) For EPA-issued permits
only. The Regional Administrator shall notify each person who has submitted
written comments on the proposal to grant coverage and the draft terms of the
nutrient management plan or requested notice of the final permit decision. Such
notification shall include notice that coverage has been authorized and of the
terms of the nutrient management plan incorporated as terms and conditions of
the permit applicable to the CAFO.
(3) Nothing in this paragraph (h) shall
affect the authority of the Department to require an individual permit under
section 122.28(b)(3).