(a) Prior to
processing: These materials are not solid wastes if they are destined for
recycling and if they meet the following requirements:
(1) Storage. The broken CRTs must be either:
(i) Stored in a building with a roof, floor,
and walls, or
(ii) Placed in a
container (i.e., a package or a vehicle) that is constructed, filled, and
closed to minimize releases to the environment of CRT glass (including fine
solid materials).
(2)
Labeling. Each container in which the used, broken CRT is contained must be
labeled or marked clearly with one of the following phrases: "Used Cathode Ray
Tube(s)-contains leaded glass" or "Leaded glass from televisions or computers."
It must also be labeled: "Do not mix with other glass materials."
(3) Transportation. The used, broken CRTs
must be transported in a container meeting the requirements of paragraphs
(a)(1)(ii) and (2) of this section.
(4) Speculative accumulation and use
constituting disposal. The used, broken CRTs are subject to the limitations on
speculative accumulation as defined in paragraph (c)(8) of this section. If
they are used in a manner constituting disposal, they must comply with the
applicable requirements of part 266, subpart C instead of the requirements of
this section.
(5) Exports. In
addition to the applicable conditions specified in paragraphs (a)(1)-(4) of
this section, exporters of used, broken CRTs must comply with the following
requirements:
(i) Notify EPA of an intended
export before the CRTs are scheduled to leave the United States. A complete
notification should be submitted sixty (60) days before the initial shipment is
intended to be shipped off-site. This notification may cover export activities
extending over a twelve (12) month or lesser period. The notification must be
in writing, signed by the exporter, and include the following information:
(A) Name, mailing address, telephone number
and EPA ID number (if applicable) of the exporter of the CRTs.
(B) The estimated frequency or rate at which
the CRTs are to be exported and the period of time over which they are to be
exported.
(C) The estimated total
quantity of CRTs specified in kilograms.
(D) All points of entry to and departure from
each foreign country through which the CRTs will pass.
(E) A description of the means by which each
shipment of the CRTs will be transported (e.g., mode of transportation vehicle
(air, highway, rail, water, etc.), type(s) of container (drums, boxes, tanks,
etc.)).
(F) The name and address of
the recycler or recyclers and the estimated quantity of used CRTs to be sent to
each facility, as well as the names of any alternate recyclers.
(G) A description of the manner in which the
CRTs will be recycled in the foreign country that will be receiving the
CRTs.
(H) The name of any transit
country through which the CRTs will be sent and a description of the
approximate length of time the CRTs will remain in such country and the nature
of their handling while there.
(ii) Notifications must be submitted
electronically using EPA's Waste Import Export Tracking System (WIETS), or its
successor system.
(iii) Upon
request by EPA, the exporter shall furnish to EPA any additional information
which a receiving country requests in order to respond to a
notification.
(iv) EPA will provide
a complete notification to the receiving country and any transit countries. A
notification is complete when EPA receives a notification which EPA determines
satisfies the requirements of paragraph (a)(5)(i) of this section.
(v) The export of CRTs is prohibited unless
all of the following occur:
(A) The receiving
country consents to the intended export. When the receiving country consents in
writing to the receipt of the CRTs, EPA will forward an Acknowledgement of
Consent to Export CRTs to the exporter. Where the receiving country objects to
receipt of the CRTs or withdraws a prior consent, EPA will notify the exporter
in writing. EPA will also notify the exporter of any responses from transit
countries.
(B) On or after the AES
filing compliance date, the exporter or a U.S. authorized agent must:
(1) Submit Electronic Export Information
(EEI) for each shipment to the Automated Export System (AES) or its successor
system, under the International Trade Data System (ITDS) platform, in
accordance with
15
CFR 30.4(b).
(2) Include the following items in the EEI,
along with the other information required under
15 CFR
30.6:
(i)
EPA license code;
(ii) Commodity
classification code per
15 CFR
30.6(a)(12);
(iii) EPA consent number;
(iv) Country of ultimate destination per
15 CFR
30.6(a)(5);
(v) Date of export per
15 CFR
30.6(a)(2);
(vi) Quantity of waste in shipment and units
for reported quantity, if required reporting units established by value for the
reported commodity classification number are in units of weight or volume per
15 CFR
30.6(a)(15); or
(vii) EPA net quantity reported in units of
kilograms, if required reporting units established by value for the reported
commodity classification number are not in units of weight or volume.
(vi) When
the conditions specified on the original notification change, the exporter must
provide EPA with a written renotification of the change using the allowable
methods listed in paragraph (a)(5)(ii) of this section, except for changes to
the telephone number in paragraph (a)(5)(i)(A) of this section and decreases in
the quantity indicated pursuant to paragraph (a)(5)(i)(C) of this section. The
shipment cannot take place until consent of the receiving country to the
changes has been obtained (except for changes to information about points of
entry and departure and transit countries pursuant to paragraphs (a)(5)(i)(D)
and (H) of this section) and the exporter of CRTs receives from EPA a copy of
the Acknowledgment of Consent to Export CRTs reflecting the receiving country's
consent to the changes.
(vii) A
copy of the Acknowledgment of Consent to Export CRTs must accompany the
shipment of CRTs. The shipment must conform to the terms of the
Acknowledgment.
(viii) If a
shipment of CRTs cannot be delivered for any reason to the recycler or the
alternate recycler, the exporter of CRTs must renotify EPA of a change in the
conditions of the original notification to allow shipment to a new recycler in
accordance with paragraph (a)(5)(vi) of this section and obtain another
Acknowledgment of Consent to Export CRTs.
(ix) Exporters must keep copies of
notifications and Acknowledgments of Consent to Export CRTs for a period of
three years following receipt of the Acknowledgment. Exporters may satisfy this
recordkeeping requirement by retaining electronically submitted notifications
or electronically generated Acknowledgements in the CRT exporter's account on
EPA's Waste Import Export Tracking System (WIETS), or its successor system,
provided that such copies are readily available for viewing and production if
requested by any EPA or authorized state inspector. No CRT exporter may be held
liable for the inability to produce a notification or Acknowledgement for
inspection under this section if the CRT exporter can demonstrate that the
inability to produce such copies is due exclusively to technical difficulty
with WIETS, or its successor system for which the CRT exporter bears no
responsibility.
(x) CRT exporters
must file with EPA no later than March 1 of each year, an annual report
summarizing the quantities (in kilograms), frequency of shipment, and ultimate
destination(s) (for example
, the facility or facilities where
the recycling occurs) of all used CRTs exported during the previous calendar
year. Such reports must also include the following:
(A) The name, EPA ID number (if applicable),
and mailing and site address of the exporter;
(B) The calendar year covered by the
report;
(C) A certification signed
by the CRT exporter that states:
"I certify under penalty of law that I have personally
examined and am familiar with the information submitted in this and all
attached documents and that, based on my inquiry of those individuals
immediately responsible for obtaining this information, I believe that the
submitted information is true, accurate, and complete. I am aware that there
are significant penalties for submitting false information, including the
possibility of fine and imprisonment."
(xi) Prior to one (1) year after the AES
filing compliance date, annual reports must be sent to the following mailing
address: Office of Land and Emergency Management, Office of Resource
Conservation and Recovery, Materials Recovery and Waste Management Division,
International Branch (Mail Code 2255A), Environmental Protection Agency, 1200
Pennsylvania Ave., NW., Washington, DC 20460. Hand-delivered annual reports on
used CRTs exported during 2016 should be sent to: Office of Land and Emergency
Management, Office of Resource Conservation and Recovery, Materials Recovery
and Waste Management Division, International Branch (Mail Code 2255A),
Environmental Protection Agency, William Jefferson Clinton South Building, Room
6144, 1200 Pennsylvania Ave. NW, Washington, DC 20004. Subsequently, annual
reports must be submitted to the office listed using the allowable methods
specified in paragraph (a)(5)(ii) of this section. Exporters must keep copies
of each annual report for a period of at least three (3) years from the due
date of the report. Exporters may satisfy this recordkeeping requirement by
retaining electronically submitted annual reports in the CRT exporter's account
on EPA's Waste Import Export Tracking System (WIETS), or its successor system,
provided that a copy is readily available for viewing and production if
requested by any EPA or authorized state inspector. No CRT exporter may be held
liable for the inability to produce an annual report for inspection under this
section if the CRT exporter can demonstrate that the inability to produce the
annual report is due exclusively to technical difficulty with WIETS, or its
successor system for which the CRT exporter bears no responsibility.