South Carolina Code of Regulations
Chapter 13 - ATTORNEY GENERAL
Article 2 - SECURITIES
Subarticle 6 - ADMINISTRATION AND JUDICIAL REVIEW
Section 13-602 - Prospectus, Offering Circular, Exemption and Exception Filing Fees
Universal Citation: SC Code Regs 13-602
Current through Register Vol. 48, No. 9, September 27, 2024
A. Filing fees to accompany prospectus or offering circular.
(1)
A filing fee of fifty ($50.00) dollars shall accompany any Prospectus or
Offering Circular amended subsequent to effectiveness of registration or filed
for the purpose of maintaining registration or notice filing of the
securities.
(2) A fee of one
hundred ($100.00) dollars shall accompany a request for a review by the
Securities Commissioner of any preliminary or definitive Prospectus or Offering
Circular for the purpose of obtaining an opinion on the eligibility of the
securities for registration.
B. Fees to accompany a request for confirmation of the availability of an exemption or exception.
(1) A fee of one hundred fifty ($150.00)
dollars shall accompany the filing of a request for confirmation of the
availability of an exemption under Section
35-1-201(7)
of the South Carolina Uniform Securities Act of 2005, as amended.
(2) A fee of one hundred fifty ($150.00)
dollars shall accompany the filing of a request for confirmation of the
availability of an exemption under Section
35-1-201 or
35-1-202
(other than Section
35-1-201(7)
) or an exception under Section
35-1-102
of the South Carolina Uniform Securities Act of 2005, as amended.
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