Rhode Island Code of Regulations
Title 810 - Public Utilities Commission
Chapter 00 - General Administration
Subchapter 00 - N/A
Part 5 - Additional Requirements for Filings of General Rate Schedule Changes
Section 810-RICR-00-00-5.5 - Items to Be Included in The Filing

Universal Citation: 810 RI Code of Rules 00 00 5.5

Current through September 18, 2024

A. The following materials shall be included in or shall accompany the filing:

1. Rate Schedules; Terms and Conditions. The current and proposed rate schedules and the terms and conditions under which the utility provides services and/or makes non-tariffed charges.

2. Complete Direct Case. An original and nine (9) copies of the applicant's complete direct case in support of the rates applied for, which shall be in the form of prepared written testimony and exhibits.

3. Additional Documents. Two (2) copies of each of the following:
a. Annual Report to the Commission for the last two (2) years, if reports have not been previously filed with the Commission.

b. Federal Energy Regulatory Commission or Federal Communications Commission annual reports for the last two (2) years, where applicable, if not previously filed with the Commission, and any correspondence or written comments in connection with these reports.

c. The latest Federal Energy Regulatory Commission or Federal Communications Commission audit report (including management letter) and any written response to the report or management comments. Unresolved or outstanding matters should be highlighted.

d. Securities and Exchange Commission Annual 10-K reports filed for the last two (2) years and any Quarterly 10-Q reports filed for the period(s) subsequent to the latest 10-K report.

e. Any prospectus issued during the last two (2) years.

f. Annual reports to stockholders for the last three (3) years.

g. Statement reconciling any significant differences between items shown in the filing and items in any of the above reports.

B. If such documents have been provided to the Commission in a prior proceeding within twelve (12) months of the filing, additional copies need not be filed unless requested by the Commission or any party.

C. Service of Documents. A complete set of the documents filed pursuant to these rules shall be served upon the Attorney General at the time of filing with the Commission.

D. Index. The applicant shall present an index outlining and identifying the responses to the information filed pursuant to §§ 5.5 through 5.10 of this Part, as they apply to the applicant. The applicant shall indicate whether any specific item is not applicable.

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