Rhode Island Code of Regulations
Title 216 - Department of health
Chapter 60 - Laboratories and Medical Examiner
Subchapter 05 - State Laboratory
Part 5 - Certifying Analytical Laboratories
Section 216-RICR-60-05-5.5 - Organization, Management, and Personnel

Universal Citation: 216 RI Code of Rules 60 05 5.5

Current through September 18, 2024

5.5.1 Governing Body

A. Each analytical laboratory shall have a governing body or equivalent legal authority ultimately responsible for:
1. the management and control of the operation;

2. the assurance of the quality of services;

3. the compliance with all federal, state and local laws and regulations; and

4. compliance with other relevant health and safety requirements, including this Part.

5.5.2 Management

A. Each analytical laboratory shall have a laboratory director who shall be responsible for the day-to-day management and operation of the laboratory and to ensure the achievement and maintenance of quality standards of practice. The laboratory director shall meet the following minimum qualifications:
1. be a person of good moral character; and

2. has earned, from a college or university accredited by a national or regional certifying authority; a doctorate in the chemical or biological sciences and a minimum of two (2) years analytical laboratory experience, or has earned a master's degree in the chemical or biological sciences and has a minimum of four (4) years of analytical laboratory experience, or has earned a bachelor's degree in the chemical or biological sciences and has a minimum of five (5) years of analytical laboratory experience.

B. Exempt from § 5.5.2(A)(2) of this Part are directors of analytical laboratories that were in operation on October 25, 1987 and who meet all other qualifications set forth in this Part.

C. Directors of laboratories in municipal waste treatment facilities testing non-potable water for only fecal coliforms, Biochemical Oxygen Demand and total suspended solids shall be deemed to be qualified if they have earned an associate's degree in the biological or chemical sciences and have a minimum of two (2) years of laboratory experience; or they have earned a bachelor's degree in the chemical or biological sciences and have a minimum of one (1) year of laboratory experience.

D. The director of each analytical laboratory or his/her designee, who meets the qualifications of § 5.5.2(A)(2) of this Part shall furthermore be responsible for no less than the following:
1. to be present on the premises of the laboratory during the hours of operation for a sufficient period of time to ensure adequate and appropriate supervision of laboratory activities;

2. to ensure the accurate performance of all tests in the laboratory including the submission of appropriate reports on all tests pursuant to § 5.6 of this Part.

3. to ensure the supervision of all personnel in the laboratory and for hiring adequately trained personnel commensurate with the workload;

4. to be available during the hours of operation for personal or telephone consultation with personnel;

5. to notify the Department within ten (10) days of any change in laboratory services or supervisory personnel;

6. to establish and adhere to written policies and procedures for a comprehensive quality assurance program; and

7. such other activity as may be deemed appropriate.

E. In the event the director of the laboratory is absent for a continuous period longer than one-month duration, the laboratory shall not operate unless a person who meets the qualifications of § 5.5.2(A)(2) of this Part is in attendance.

F. The laboratory director shall designate a quality assurance officer who has the responsibility for the laboratory's quality assurance plan and its implementation. The laboratory director may be the self-designated Quality Assurance Officer or a consultant may be designated to serve as the Quality Assurance Officer.
1. The quality assurance officer shall have earned at least a bachelor's degree in a chemical or biological science and two years of related laboratory experience. The quality assurance officer qualifications may be met if the person has previous laboratory quality assurance experience acceptable to the Department in a licensed, certified or accredited laboratory, or possesses other qualifications acceptable to the Department.

2. The quality assurance officer shall:
a. be responsible for the oversight of QC data, including establishing acceptance criteria and documenting/monitoring corrective action;

b. where staffing allows, be independent of the technical areas for which he/she has QA oversight;

c. have general knowledge of the methodologies for which data review is performed;

d. have oversight of the laboratory's quality assurance system and conduct or arrange for annual internal audits of the technical operation and report findings to the laboratory director.

5.5.3 Personnel

A. Each analytical laboratory shall employ a sufficient number of qualified personnel commensurate with the workload to ensure that services are provided effectively and safely and in accordance with prevailing laboratory standards and practices.

B. A job description for each classification of position shall be established, clearly delineating qualifications, duties and responsibilities inherent in each position.

C. Personnel records shall be maintained for each employee which contain no less than:
1. current background information pertaining to qualifications, to justify initial and continued employment;

2. orientation, including an initial demonstration of capability for each method and/or instrument the analyst will be performing and/or operating;

3. evidence of periodic evaluation of work performance; and

4. such other data as may be deemed appropriate.

Disclaimer: These regulations may not be the most recent version. Rhode Island may have more current or accurate information. We make no warranties or guarantees about the accuracy, completeness, or adequacy of the information contained on this site or the information linked to on the state site. Please check official sources.
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