Rhode Island Code of Regulations
Title 216 - Department of health
Chapter 10 - Public Health Administration
Subchapter 10 - Registries
Part 6 - Regional Health Information Organization and Health Information Exchange
Section 216-RICR-10-10-6.5 - Confidentiality Protections
Universal Citation: 216 RI Code of Rules 10 10 6.5
Current through September 18, 2024
6.5.1 Patients' Rights
A. In addition
to the requirements of R.I. Gen. Laws Chapter 5-37.7 and this Part, a patient
participant who has his or her confidential health information in the HIE shall
have the following rights:
1. To obtain a copy
of his or her confidential health information from the HIE by:
a. Submitting a valid and authenticated
request to access the HIE record via the methods made available by the
RHIO.
b. The form and methods shall
be publicly available through posting on the HIE website including enrolling in
any available patient portal.
c.
Requestors may also call the CurrentCare information line to complete and
submit the information on the form over the phone. To do so, the requestor must
successfully complete the requirements of the identity verification process by
supplying identifying information through a series of questions initiated by a
RHIO representative over the phone and for the sole purpose of a single
occurrence of a telephone request to submit the form.
d. If the requestor prefers, he or she may
fill out a form in person at the RHIO offices after identity verification has
occurred. The requestor may either obtain an enrollee request to access record
form via the website or request a form be mailed to them.
e. If neither is possible, then the requestor
may send a letter containing the same information as is required by the form
and have it authenticated in the same manner as the written form.
2. To obtain a copy of the
disclosure report pertaining to his or her confidential health information by
submitting a request for a disclosure report. The forms along with information
about where to submit the form shall be publicly available through posting on
the HIE website; The RHIO will make every effort to provide disclosure reports
in a prompt manner while recognizing that State and Federal law allow up to
sixty (60) days to respond. If extenuating circumstances arise, the RHIO may
have an additional thirty (30) days to provide the disclosure report to the
enrollee. Each request for disclosure history will be addressed in accordance
with 45 C.F.R. §
164.528. A charge for a copy of the
disclosure report may be imposed if consistent with State law and
45 C.F.R. §
164.528. In accordance with
45 C.F.R. §
164.528(c)(2), the first
(1st) disclosure report shall be provided to a
patient participant in any twelve (12) month period at no cost to the patient
participant.
3. To be notified, if
required by either R.I. Gen. Laws Chapter 11-49.2 [Rhode Island Identity Theft
Protection Act], or the HIPAA Final Omnibus Rule, of a breach of the security
system of the HIE that resulted in the unauthorized access, use or disclosure
of personal information or unsecured protected health information.
4. To opt out of having health information
disclosed to health care providers through the HIE at any time in accordance
with the Act and this Part by submitting an Opt-Out form to the RHIO.
a. Opt-out forms provided by the HIE shall be
broadly available and accessible through a variety of methods. At minimum, such
methods must include paper forms submitted by fax or mail, and electronic
submission by website.
b. Opt-out
forms shall be provided with appropriate accommodations to individuals
experiencing disabilities, to the extent possible.
c. Opt-out forms provided by the HIE shall be
available in a multitude of languages reflecting those most commonly used by
Rhode Island patients, including, but not limited to, English, Spanish, and
Portuguese.
d. Consent decisions of
any type shall be recorded or indicated directly by the patient participant or
his or her authorized representative, and not by a provider participant or
other intermediary.
5. A
completed opt-out form may be revoked at any time ("opting in" again) in
accordance with the Act and this Part. The form and methods for reversing an
opt-out decision shall be publicly available through posting on the HIE website
or the patient participant or authorized representative may call the RHIO to
request a form be sent to them.
6.
Upon a patient participant's completed opt-out form the patient's confidential
health information in the HIE will no longer be accessible to a provider
participant. Nothing in this Part shall preclude a provider participant from
accessing the provider participant's own record of the patient. A patient's
decision to opt-out will not affect the previous disclosures or access to the
patient's health information.
a. A patient
participant's opt-out form shall apply to any disclosure of protected health
information to health care providers by the RHIO where that protected health
information was obtained due to designation as the RHIO, except as otherwise
described for temporary access in an emergency.
7. Since the HIE does not create patient
confidential health information, but receives confidential health information
from provider participants, the patient participant may request to amend his or
her own information through provider participants by submitting a request to
amend confidential health information form consistent with this Part. The form
and methods shall be publicly available through posting on the HIE website or
the patient participant or authorized representative may call the RHIO to
request a form be sent to them. The RHIO will respond directly to a patient
participant request and follow its policies and procedures if there is an
administrative error that does not require an amendment to the record received
from the provider participant.
8.
Following any health care provider's temporary access of a patient
participant's protected health information via emergency procedures in the HIE,
the health care provider shall notify the patient participant or his or her
authorized representative of the temporary access as soon as is feasible. The
temporary access shall not extend beyond the duration of the emergency. The
health care provider or facility treating the emergency shall determine the
existence of a medical emergency, its duration, and which personnel are needed
to address the medical emergency.
6.5.2 Confidentiality Protections
A. Confidentiality
protections for patient participants in the HIE are pursuant to R.I. Gen. Laws
Chapter 5-37.7 and this Part. The RHIO shall submit the policies and procedures
described in §6.3.2(A) to the Department upon request and at least
annually.
1. Confidentiality protections for
patient participants in the HIE are also pursuant to R.I. Gen. Laws §
40.1-5-26,
45 C.F.R. §
164.528 and 42 C.F.R. Part
2.
6.5.3 Secondary Disclosure
Secondary disclosure Rules shall be pursuant to those stated in R.I. Gen. Laws § 5-37.7-9.
6.5.4 Opt-Out Form
A. The opt-out form for opting out of access
to, or the disclosure, release or transfer of, confidential health information
from the HIE shall conform with the requirements of R.I. Gen. Laws Chapter
5-37.7; and additionally contain other information required by the RHIO, in
consultation with the HIE Advisory Commission and the Director.
B. Except as specifically set forth in R.I.
Gen. Laws §
5-37.7-7(b), the
RHIO shall not allow access to or disclosure of a patient participant's
confidential health information unless it is in accordance with the patient
participant's authorization.
C.
Except as set forth in R.I. Gen. Laws §
5-37.7-7(b), the
RHIO will not allow access to or disclosure of a patient participant's
confidential health information to a provider participant unless the recipient
has entered into a Data Use Agreement with the RHIO.
D. The RHIO shall not accept or respond to
any authorization for requesting disclosure of the patient participant's health
information for any purpose other than as set forth by the Act and this
Part.
E. Any request to opt-out
from the HIE pursuant to §6.5.1 of this Part shall be on forms which are
provided by the RHIO in accordance with §6.5.1 of this Part. Requests to
opt out from the HIE shall be made in accordance with §6.5.1(A)(6) of this
Part.
6.5.5 Release of Confidential Health Information in Conjunction with Legal Proceedings
Release of confidential health information in conjunction with legal proceedings shall occur pursuant to R.I. Gen. Laws Chapter 5-37.7.
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