Current through Register Vol. 54, No. 44, November 2, 2024
(a) An applicant for a supplier license shall
submit:
(1) An original and one copy of the
Supplier Application and Disclosure Information Form for the applicant and each
of the applicant's principal affiliates.
(2) The nonrefundable application fee posted
on the Board's web site.
(3) A
diversity plan as set forth in section 1325(b) of the act (relating to license
or permit issuance) and Chapter 481a (relating to diversity).
(4) An application from every key employee
under §
435a.2 (relating to key employee
license) and principal under Chapter 433a (relating to principal licenses) as
specified by the Supplier Application and Disclosure Information Form and other
persons as determined by the Board
(5) An affirmation that neither the applicant
nor any of its affiliates, subsidiaries, intermediaries and holding companies
is an applicant for or holder of a slot machine license.
(6) A sworn or affirmed statement that the
applicant has developed and implemented internal safeguards and policies to
prevent a violation of section 1513 of the act (relating to political
influence) and a copy the safeguards and policies.
(b) In addition to the materials required
under subsection (a), an applicant for a supplier license shall:
(1) Comply with the general application
requirements in Chapters 421a and 423a (relating to general provisions; and
applications; statement of conditions; wagering restrictions).
(2) Demonstrate that the applicant has or
will establish a principal place of business in this Commonwealth.
(c) In determining whether an
applicant is suitable to be licensed as a supplier under this section, the
Board will consider the following:
(1) The
financial fitness, good character, honesty, integrity and responsibility of the
applicant.
(2) If all principals of
the applicant are eligible and suitable under the standards of section 1317 of
the act (relating to supplier licenses).
(3) The integrity of financial
backers.
(4) The suitability of the
applicant and principals of the applicant based on the satisfactory results of:
(i) A background investigation of
principals.
(ii) A current tax
clearance review performed by the Department.
(iii) A current Unemployment Compensation Tax
clearance review and a Workers Compensation Tax clearance review performed by
the Department of Labor and Industry.
The provisions of this § 431a.2 amended under
4
Pa.C.S. §§
1202(b)(9)-(23), 1205,
1206(f) and (g), 1207(1) and (2), 1208(1)(iii), 1209(b), 1212, 1213, 13A11,
13A12-13A14, 13A15 and 1802 and Chapter 13.
This section cited in 58 Pa. Code §
1106a.1 (relating to supplier
licenses).
